Ronald B. Doweidt

SAN BLAS ADVISORY

Naperville, IL

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CRD#: 4448533

Professional summary

Ronald B Doweidt, who also goes by Ronald B Doweidt, is a registered financial advisor currently at SAN BLAS ADVISORY, INC. located in Naperville, Illinois.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ronald has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald B Doweidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald B Doweidt's CRS (Customer Relationship Summary).

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

NAPERVILLE, IL

Past

October 13, 2005 - May 19, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

NAPERVILLE, IL

Past

October 13, 2005 - May 19, 2010

LPL FINANCIAL LLC

CRD#: 6413

NAPERVILLE, IL

Past

March 8, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LISLE, IL

Past

September 26, 2001 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/25/2001

General Securities Representative Examination

Current Firm

SAN BLAS ADVISORY, INC.

ES ADVISORY | SAN BLAS FINANCIAL | SAN BLAS ADVISORY, INC. | ES ADVISORY GROUP

CRD#: 296929 / SEC#:

Florida

Registered Investment Advisory firm - (1/17/2020 Approved)

Georgia

Registered Investment Advisory firm - (2/11/2019 Approved)

Idaho

Registered Investment Advisory firm - (5/6/2020 Approved)

Illinois

Registered Investment Advisory firm - (9/7/2021 Approved)

Indiana

Registered Investment Advisory firm - (2/17/2020 Approved)

Michigan

Registered Investment Advisory firm - (5/20/2020 Approved)

Missouri

Registered Investment Advisory firm - (3/4/2020 Approved)

North Carolina

Registered Investment Advisory firm - (11/19/2019 Approved)

Ohio

Registered Investment Advisory firm - (2/25/2020 Approved)

South Carolina

Registered Investment Advisory firm - (11/20/2019 Approved)

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Contact information

Main Address

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326

Mailing Address

Phone number

(404) 704-0406

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	446
AUM (Assets Under Management)	$ 133,651,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald B. Doweidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald B Doweidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAN BLAS ADVISORY, INC.

PROSPERITY WEALTH MANAGEMENT, INC.

INTEGRITY ALLIANCE, LLC.

INVESTMENT ADVISORS CORP

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2001

Series 7

Date: 9/25/2001

Current Firm

SAN BLAS ADVISORY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAN BLAS ADVISORY, INC.

TRUST BUT VERIFY

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