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MA

Michael Alexenko

ROYAL ASSET MANAGERS
ST. CHARLES, IL
·CRD# 4448315·25 years experience

Professional Summary

Michael Alexenko is a registered financial advisor currently at ROYAL ASSET MANAGERS located in St. Charles, Illinois. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

ROYAL ASSET MANAGERS·CRD# 128340
RIA
St. Charles, IL
January 2, 2004 - Present
HARRISDIRECT LLC·CRD# 42159
BD
Jersey City, NJ
May 1, 2002 - December 6, 2002
HARRISDIRECT LLC·CRD# 42159
RIA
Glencoe, IL
January 2, 2002 - December 6, 2002
HARRIS INVESTORLINE INC.·CRD# 6362
BD
Seattle, WA
October 26, 2001 - May 1, 2002

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Current Firm

RA
ROYAL ASSET MANAGERS

ROYAK ASSET MANAGERS | ROYAL ASSET MANAGERS, LLC | ROYAL ASSET MANAGERS | ROYAK ASSET MANAGERS, LLC

CRD#: 128340 / SEC#: 801-69030
RIA
Registered Investment Advisory firm - SEC (2/26/2013 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (2/25/2013 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

St. Charles, IL

Phone Number

(630) 587-1250

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

42

AUM (Assets Under Management)

$79,750,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(1/2/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2001About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Alexenko's CRS (Customer Relationship Summary).

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MA
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