Billy R. Williams
WILLIAMS FINANCIAL GROUP
Mobile, AL 36606
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CRD#: 4447994
Professional summary
Billy Ray Williams, CFP®, ChFC® is a registered financial advisor currently at WILLIAMS FINANCIAL GROUP located in Mobile, Alabama.
Billy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Billy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[LEGACY DEVELOPMENT LLC; PERCENTAGE OF OWNERSHIP 100%; RENTAL INCOME; 2 HOURS WEEK; LLC SET UP TO BUILD HOUSES AND RENT THEM OUT.]
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA WILLIAMS FINANCIAL GROUP, LLC; OWNER; 4 HRS/MO DURING TRADING HOURS]
[B&L PROPERTIES, LLC; PERCENTAGE OF OWNERSHIP 50%; RENTAL INCOME; 0 HOURS WEEK; LLC SET UP TO BUILD HOUSES AND RENT THEM OUT.]
[Amitie, LLC; New home construction and home rehab; 2566 Dauphin St., Mobile, AL 36606; Start Date of Relationship: 9/2018; Title: Owner with role to provide capital for real estate purchases; Not Investment related; 2 hours per month during trading hours]
[InnoMed Tech, LLC; Medical Device Company; Suite 700, 595 Burrard Street Vancouver, BC Canada V7X 1S8; Medical Device Company; Head of Investor Relations; Start Date of Relationship: 05/01/2020; 5 hours per week; Compensation is $2000/mo; Communication to InnoMed Tech Investors until TSX listing occurs]
CRS (Client Relationship Summary) - RIA
Click below to view Billy Ray Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 4, 2020 - Present
WILLIAMS FINANCIAL GROUP
Office #1: 2616-a Dauphin Street, Mobile, AL 36606RIA
CRD#: 310008
Mobile, AL
Past
January 9, 2018 - September 28, 2020
APTUS CAPITAL ADVISORS, LLC
RIA
CRD#: 167626
MOBILE, AL
Past
September 24, 2003 - January 9, 2018
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
MOBILE, AL
Past
October 16, 2001 - January 9, 2018
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MOBILE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WILLIAMS FINANCIAL GROUP
WFG CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP
CRD#: 310008 / SEC#: 801-119410
RIA
Registered Investment Advisory firm - (9/4/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(9/28/2020)
IAR
Louisiana(9/29/2020)
IAR
Texas(9/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WILLIAMS FINANCIAL GROUP
WFG CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP
CRD#: 310008 / SEC#: 801-119410
RIA
Registered Investment Advisory firm - (9/4/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2616-a Dauphin Street, Mobile, AL 36606
Mailing Address
Phone number
(251) 473-2120
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 519 |
| AUM (Assets Under Management) | $ 292,650,324 |
Red Flags
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Company Information
WILLIAMS FINANCIAL GROUP
CRD#: 310008Mobile, AL 36606TRUST BUT VERIFY
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