Conni R. Mcewen

SCHWAB WEALTH ADVISORY

Indianapolis, IN 46240-2482

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CRD#: 4447889

Professional summary

Conni Renee Mcewen, who also goes by Conni Mcewen, Conni Renee Palmetier, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Conni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Conni has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Conni Mcewen | Conni Renee Palmetier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conni Renee Mcewen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2022 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 159035

Indianapolis, IN

Current

September 2, 2022 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 5393

Indianapolis, IN

Past

October 1, 2012 - August 7, 2022

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

INDIANAPOLIS, IN

Past

October 1, 2012 - August 7, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

INDIANAPOLIS, IN

Past

May 21, 2008 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

INDIANAPOLIS, IN

Past

May 21, 2008 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

INDIANAPOLIS, IN

Past

August 3, 2005 - May 14, 2008

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

INDIANAPOLIS, IL

Past

August 3, 2005 - May 14, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

INDIANAPOLIS, IN

Past

October 22, 2003 - May 19, 2005

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

INDIANAPOLIS, IN

Past

May 23, 2003 - May 19, 2005

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

March 31, 2003 - May 13, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

INDIANAPOLIS, IN

Past

March 31, 2003 - May 13, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 21, 2002 - January 24, 2003

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/7/2024)

Alaska
(2/7/2024)

Arizona
(9/2/2022)

Arkansas
(2/7/2024)

California
(2/7/2024)

Colorado
(2/7/2024)

Connecticut
(2/7/2024)

Delaware
(2/7/2024)

District of Columbia
(2/7/2024)

Florida
(9/2/2022)

Georgia
(2/7/2024)

Hawaii
(2/7/2024)

Idaho
(2/7/2024)

Illinois
(9/2/2022)

Indiana
(9/2/2022)

IAR

Indiana
(9/2/2022)

Iowa
(2/7/2024)

Kansas
(2/7/2024)

Kentucky
(9/2/2022)

Louisiana
(2/7/2024)

Maine
(2/7/2024)

Maryland
(2/7/2024)

Massachusetts
(2/7/2024)

Michigan
(9/2/2022)

Minnesota
(2/7/2024)

Mississippi
(2/7/2024)

Missouri
(2/7/2024)

Montana
(2/7/2024)

Nebraska
(2/7/2024)

Nevada
(2/7/2024)

New Hampshire
(2/7/2024)

New Jersey
(2/7/2024)

New Mexico
(2/7/2024)

New York
(2/7/2024)

North Carolina
(2/7/2024)

North Dakota
(2/7/2024)

Ohio
(9/2/2022)

Oklahoma
(2/7/2024)

Oregon
(2/7/2024)

Pennsylvania
(9/2/2022)

Puerto Rico
(2/7/2024)

Rhode Island
(2/7/2024)

South Carolina
(2/7/2024)

South Dakota
(2/7/2024)

Tennessee
(9/2/2022)

Texas
(9/2/2022)

IAR

Texas
(1/3/2023)

Utah
(2/7/2024)

Vermont
(2/7/2024)

Virgin Islands
(2/7/2024)

Virginia
(2/7/2024)

Washington
(2/7/2024)

West Virginia
(2/7/2024)

Wisconsin
(2/7/2024)

Wyoming
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/30/2012

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/16/2012

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2012

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Conni R. Mcewen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conni Renee Mcewen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2002

SIE

Date: 10/1/2018

Series 7

Date: 5/20/2002

Series 10

Date: 3/30/2012

Series 9

Date: 3/16/2012

Series 24

Date: 1/17/2012

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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