Robert D. Therrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Douglas Therrell was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1994 - November 4, 1999
MARION BASS SECURITIES CORPORATION
February 11, 1992 - December 2, 1992
MARION BASS SECURITIES CORPORATION
January 27, 1989 - October 18, 1990
PREMIER CAPITAL, INC.
September 19, 1988 - February 7, 1989
HINSON EQUITY CORPORATION
May 19, 1988 - June 22, 1988
PREMIER CAPITAL, INC.
December 10, 1971 - February 18, 1988
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/4/1971
Registered Representative ExaminationCurrent Firm
MARION BASS SECURITIES CORPORATION
CRD#: 7961 / SEC#: , 8-23820
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 8 |
Red Flags
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