Charles D. Hayley-bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Dennis Hayley-bell, who also goes by Charles Dennis Hayley Bell, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2001. Charles had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2017 - December 23, 2024
OLD CITY SECURITIES LLC
July 10, 2015 - March 31, 2017
FORESIDE FUND SERVICES, LLC
December 4, 2007 - July 15, 2013
HSBC SECURITIES (USA) INC.
January 1, 2005 - July 15, 2013
HSBC SECURITIES (USA) INC.
October 22, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
