Ernest Robert Theriot Iii
Professional Summary
Ernest Robert Theriot III, who also goes by E Robert Theriot III, Ernest Robert Theriot, was a registered financial advisor. Ernest was a previously registered financial professional and started their career in finance 1969 - 2017. Ernest had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 000, Series 1, Series 24, Series 12 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
E Robert Theriot Iii, Ernest Robert Theriot
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
SALIENT CAPITAL L.P.
Contact Information
Main Address
10000 Memorial Drive Suite 650, Houston, TX 77024Mailing Address
10000 Memorial Drive Suite 650, Houston, TX 77024Phone Number
(346) 348-0922Established
Texas since 04/03/2002Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Nov 1981Series 000 — General Securities Principal Examination
Passed Jun 1969Series 1 — Registered Representative Examination
Passed Jun 1969Series 12 — NYSE Branch Manager Examination
Passed Feb 1980Series 40 — Registered Principal Examination
Passed Sep 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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