Layne B. Hirsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Layne Barrett Hirsch, who also goes by Layne Hirsch, was a registered financial professional .
Layne is a previously registered financial professional and started their career in finance in 2001. Layne had worked at 8 firms and has passed the Series 66, Series 3, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2025 - June 15, 2026
APOLLO GLOBAL SECURITIES, LLC
November 28, 2018 - April 9, 2025
PIMCO INVESTMENTS LLC
August 15, 2007 - December 10, 2018
ALLIANCEBERNSTEIN L.P.
August 15, 2007 - December 10, 2018
SANFORD C. BERNSTEIN & CO., LLC
September 20, 2006 - August 20, 2007
MARKEL NEWTON
June 3, 2004 - July 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 27, 2004 - July 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 10, 2003 - May 26, 2004
ALLIED CONSULTING GROUP
October 18, 2001 - March 4, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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