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DM

Divesh K. Makan

ICONIQ CAPITAL
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4447669
DM

Professional summary

Divesh Kanthylal Makan is a registered financial advisor currently at ICONIQ CAPITAL, LLC located in San Francisco, California.

Divesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Divesh has worked at 4 firms and has passed the Series 66, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Divesh Kanthylal Makan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2011 - Present

ICONIQ CAPITAL, LLC

Office #1: 50 Beale St. Ste 2300, San Francisco, CA 94105
RIA
CRD#: 159198
San Francisco, CA
Past

June 1, 2009 - December 21, 2011

MORGAN STANLEY

RIA
CRD#: 149777
SAN FRANCISCO, CA
Past

June 1, 2009 - December 21, 2011

MORGAN STANLEY

BD
CRD#: 149777
SAN FRANCISCO, CA
Past

December 1, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SAN FRANCISCO, CA
Past

March 7, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SAN FRANCISCO, CA
Past

October 18, 2001 - March 11, 2008

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
ICONIQ CAPITAL, LLC
ICONIQ CAPITAL | ICQ OPPORTUNITIES GP, L.P. (RELYING ADVISER) | ICQ MANAGEMENT, LLC (RELYING ADVISER) | ICQ ETHOS GP, L.P. (RELYING ADVISER) | ICQ CS GP, L.P. (RELYING ADVISER) | ICQ CPE I GP, LLC (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS III GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS II GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS | ICONIQ STRATEGIC MANAGEMENT | ICONIQ CAPITAL, LLC | ICONIQ CAPITAL GROUP

CRD#: 159198 / SEC#: 801-72878

RIA
Registered Investment Advisory firm - (12/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/1/2011)
IAR
Texas
(12/1/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/24/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/22/2001
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2001
General Securities Representative Examination

Current Firm

IC
ICONIQ CAPITAL, LLC
ICONIQ CAPITAL | ICQ OPPORTUNITIES GP, L.P. (RELYING ADVISER) | ICQ MANAGEMENT, LLC (RELYING ADVISER) | ICQ ETHOS GP, L.P. (RELYING ADVISER) | ICQ CS GP, L.P. (RELYING ADVISER) | ICQ CPE I GP, LLC (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS III GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS II GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS | ICONIQ STRATEGIC MANAGEMENT | ICONIQ CAPITAL, LLC | ICONIQ CAPITAL GROUP

CRD#: 159198 / SEC#: 801-72878

RIA
Registered Investment Advisory firm - (12/1/2011 Approved)
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Contact information

Main Address
50 Beale St. Ste 2300, San Francisco, CA 94105
Mailing Address
P.o. Box 2929, San Francisco, CA 94126-2929
Phone number
(415) 967-7763
Established
Firm type
Fiscal year end
# of Employees
463

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ICONIQ CAPITAL PART 2A MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,537
AUM (Assets Under Management)$ 95,050,705,302

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/20/2024
Cover Page
Report
01/25/2024
Cover Page
Report
02/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICONIQ CAPITAL, LLC

CRD#: 159198San Francisco, CA 94105

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