Christina M. Dingus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Michelle Dingus, who also goes by Chris Michelle Dingus, Chris Dingus, Christina Dingus, Christina Michelle Williams, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2004. Christina had worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - January 12, 2015
CETERA INVESTMENT ADVISERS LLC
April 30, 2014 - January 12, 2015
CETERA INVESTMENT SERVICES LLC
June 25, 2010 - December 19, 2012
ALLSTATE FINANCIAL SERVICES, LLC
July 23, 2008 - March 10, 2010
MSI FINANCIAL SERVICES, INC.
April 11, 2008 - March 10, 2010
MSI FINANCIAL SERVICES, INC.
January 17, 2007 - March 12, 2008
LPL FINANCIAL LLC
January 17, 2007 - March 12, 2008
LPL FINANCIAL LLC
February 2, 2005 - March 28, 2007
BANGOR SECURITIES, INC.
January 19, 2005 - February 21, 2007
BANGOR SECURITIES, INC.
November 12, 2004 - January 26, 2005
IDS LIFE INSURANCE COMPANY
November 12, 2004 - January 26, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
