John E. Nesland

INTREPID PARTNERS

New York, NY 10019

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CRD#: 4447355

Professional summary

John Edward Nesland is a registered financial professional currently at INTREPID PARTNERS, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Edward Nesland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2018 - Present

INTREPID PARTNERS, LLC

Office #1: 712 Fifth Avenue 31st Floor, New York, NY, 10019

CRD#: 198516

New York, NY

Past

December 7, 2011 - September 29, 2017

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 22, 2008 - October 6, 2011

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

November 23, 2001 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/10/2018)

Colorado
(1/10/2018)

Louisiana
(1/10/2018)

New York
(1/10/2018)

Oklahoma
(1/10/2018)

Texas
(1/10/2018)

Exams

State Security Law Exam

Series 63

Date: 8/18/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTREPID PARTNERS, LLC

CRD#: 198516 / SEC#: , 8-69615

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

712 Fifth Avenue 31st Floor, New York, NY, 10019

Mailing Address

712 Fifth Avenue 31st Floor, New York, NY, 10019

Phone number

(212) 388-5020

Established

Delaware since 02/19/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTREPID FINANCIAL PARTNERS, L.L.C.	MANAGING MEMBER
CHUNG, MICHAEL	FINOP/CFO	5739877
MCGEE, HUGH EDWARD III	CEO	1782899
WINCHENBAUGH, CHRISTOPHER FRANCIS	PRESIDENT/CCO/COO	2790899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John E. Nesland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Edward Nesland's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS SECURITIES LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/2009

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2001

Series 24

Date: 9/23/2016

FINRA

Current Firm

INTREPID PARTNERS, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTREPID PARTNERS, LLC

TRUST BUT VERIFY

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