Christopher T. London
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Thomas London, who also goes by Chris Thomas London, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2011 - February 17, 2012
KINGDOMTRUST CAPITAL MANAGEMENT, INC.
March 18, 2009 - November 13, 2009
EQUITABLE ADVISORS, LLC
March 16, 2009 - November 13, 2009
EQUITABLE ADVISORS, LLC
February 27, 2008 - February 4, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
February 26, 2008 - February 4, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
February 6, 2007 - February 27, 2008
PENSION PLANNERS SECURITIES, INC.
April 4, 2006 - December 8, 2006
LPL FINANCIAL LLC
April 4, 2006 - December 8, 2006
LPL FINANCIAL LLC
January 9, 2006 - April 12, 2006
METROPOLITAN LIFE INSURANCE COMPANY
January 9, 2006 - April 12, 2006
MSI FINANCIAL SERVICES, INC.
March 18, 2004 - January 9, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 11, 2004 - January 9, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 14, 2002 - March 15, 2004
A. G. EDWARDS & SONS, INC.
November 8, 2001 - March 15, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KINGDOMTRUST CAPITAL MANAGEMENT, INC.
CRD#: 150650 / SEC#:
Contact information
Red Flags
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