Don J. Petricic

ASSET ONE WEALTH MANAGEMENT

BELLEVUE, WA 98004

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CRD#: 4446717

Professional summary

Don J Petricic, CFP® is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Bellevue, Washington and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Don is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Don has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

What are your service offerings?

Tax Planning

Comprehensive Financial Planni...

Retirement Income Management

Insurance Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Asset One Wealth Management. Investment related. At registered location. RIA. IAR. Start date: 06/2025. 160 hrs month; all during trading hours. Managing Partner. 2) Fixed Insurance. Investment related. At registered location. Traditional/fixed insurance. Agent. Start date: 06/2025. 8 hrs/month; all during trading hours. Sales of traditional/fixed insurance products. 3) PKSF. Investment related. At registered location. Traditional/fixed insurance. Agent. Start date: 06/2025. 1 hr/month; during trading hours. Sales of traditional/fixed insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don J Petricic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 30, 2025 - Present

ASSET ONE WEALTH MANAGEMENT, LLC

Office #1: 11201 Se 8th Street, Suite 105, Bellevue, WA 98004

RIA

CRD#: 336350

BELLEVUE, WA

Current

June 30, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 11201 Se 8th St Suite 105, Bellevue, WA 98004

CRD#: 35747

ALBANY, NY

Past

September 30, 2019 - July 7, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

BELLEVUE, WA

Past

September 30, 2019 - July 7, 2025

LPL FINANCIAL LLC

CRD#: 6413

BELLEVUE, WA

Past

May 3, 2005 - October 3, 2019

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BELLEVUE, WA

Past

September 4, 2001 - October 3, 2019

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/30/2025)

California
(6/30/2025)

Colorado
(6/30/2025)

Delaware
(6/30/2025)

Florida
(6/30/2025)

Idaho
(6/30/2025)

Kansas
(6/30/2025)

Maryland
(6/30/2025)

Massachusetts
(6/30/2025)

Missouri
(6/30/2025)

Nevada
(6/30/2025)

New Jersey
(6/30/2025)

New Mexico
(6/30/2025)

Ohio
(6/30/2025)

Oregon
(6/30/2025)

South Carolina
(6/30/2025)

Texas
(6/30/2025)

Utah
(6/30/2025)

Virginia
(6/30/2025)

Washington
(6/30/2025)

IAR

Washington
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/5/2002

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

CRD#: 336350 / SEC#: 801-132828

RIA

Registered Investment Advisory firm - (6/6/2025 120-Day Approval)

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Contact information

Main Address

11201 Se 8th Street, Suite 105, Bellevue, WA 98004

Mailing Address

Phone number

(425) 504-830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (10/24/2025)

Regulatory assets under management

Total Number of Accounts	1,754
AUM (Assets Under Management)	$ 435,591,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Don J. Petricic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don J Petricic's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2005

Series 63

Date: 9/4/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/1/2002

Series 6

Date: 8/31/2001

Series 24

Date: 12/16/2003

Series 26

Date: 2/5/2002

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET ONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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