RA
Richard J. Alfera
FRAGASSO FINANCIAL ADVISORS
Mcmurray, PA 15317
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CRD#: 4446564
RA
Professional summary
Richard Joseph Alfera, who also goes by Rick Alfera, is a registered financial advisor currently at FRAGASSO FINANCIAL ADVISORS located in Mcmurray, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Mcmurray, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Alfera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOARD MEMBER. 3325 SAW MILL RUN BLVD, PITTSBURGH, PA 15227. 2 HOURS/MO; 2 DURING TRADING HOURS. 2) CENTURY FC. 3325 SAW MILL RUN BLVD, PITTSBURGH, PA 15227. COACHING SOCCER. 15 HOURS/MO; 2 DURING TRADING HOURS. 3) GOFF BALKA ALFERA & COMPANY. 3325 SAW MILL RUN BLVD, PITTSBURGH, PA 15222. CPA FIRM. PRESIDENT & MANAGING PARTNER. 250 HOURS/MO; 160 DURING TRADING HOURS. 4) FRAGASSO FINANCIAL ADVISORS. 3402 WASHINGTON ROAD, SUITE 301, MCMURRAY, PA 15317. DBA NAME. FINANCIAL ADVISOR. 160 HOURS/MO; 130 DURING TRADING HOURS. 5) FRAGASSO FINANCIAL ADVISORS. 3402 WASHINGTON ROAD, SUITE 301, MCMURRAY, PA 15317. REGISTERED INVESTMENT ADVISOR. 6) FRAGASSO FINANCIAL ADVISORS. 3402 WASHINGTON ROAD, SUITE 301, MCMURRAY, PA 15317. REGISTERED INVESTMENT ADVISOR. FINANCIAL ADVISOR. 120 HOURS/MO; 100 DURING TRADING HOURS. 7) INDEPENDENT INSURANCE AGENT. 5 HOURS/MO; 2 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Alfera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2002 - Present
FRAGASSO FINANCIAL ADVISORS
Office #1: 3402 Washington Road Suite 301, Mcmurray, PA 15317RIA
CRD#: 123255
Mcmurray, PA
Current
August 2, 2018 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 3402 Washington Road Suite 301, Mcmurray, PA 15317RIA
BD
CRD#: 120222
Mcmurray, PA
Past
September 7, 2001 - August 3, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC
CRD#: 123255 / SEC#: 801-77097
RIA
Registered Investment Advisory firm - (9/12/2012 Approved)Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/15/2025)
RR
Michigan(8/2/2018)
IAR
Pennsylvania(12/20/2002)
RR
Pennsylvania(8/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC
CRD#: 123255 / SEC#: 801-77097
RIA
Registered Investment Advisory firm - (9/12/2012 Approved)Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Georgetown Drive Suite 302, Sewickley, PA 15143
Mailing Address
Phone number
(412) 227-3200
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,442 |
| AUM (Assets Under Management) | $ 2,422,371,738 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
