Julio E. Izquierdo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julio Enrique Izquierdo was a registered financial professional .
Julio is a previously registered financial professional and started their career in finance in 2001. Julio had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2010 - January 12, 2017
INTL FCSTONE CREDIT TRADING LLC
February 26, 2004 - June 14, 2004
NEW ENGLAND SECURITIES
February 24, 2003 - July 14, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
July 23, 2002 - February 28, 2003
NETGAIN TRADING, LLC
February 15, 2002 - July 11, 2002
REDWOOD TRADING, LLC
October 2, 2001 - February 27, 2002
ORION TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/18/2001
Limited Representative-Equity Trader ExamSeries 62
Date: 10/1/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
INTL FCSTONE CREDIT TRADING LLC
CRD#: 41025 / SEC#: , 8-49291
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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