KG
Kevin M. Glad
TRANSAMERICA FINANCIAL ADVISORS
SOUTH JORDAN, UT 84095
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CRD#: 4446358
KG
Professional summary
Kevin Mikel Glad is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in South Jordan, Utah.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Wealthwave | marketing | approve co-brand company through WFGIA |12/2023|Johns CreekGeorgiaUnited States | investment related Adobe | 2/2021 | investment related | software Engineer | Lehi, Utah LSPN Pro, LLC / 0921-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: .5 / Sec Trading Hrs.: 0 / Client communications, Marketing, and referring potential clients Neumont College of Computer Science / 0521-Present / Investment Related: No / 143 South Main Street Salt Lake City, UT 84111 / Adjunct Instructor / College / Hrs Work Monthly: 28 / Sec Trading Hrs: 0 / Monday , Wednesday and Friday for the month of May I will instruct students on PHP and the lamp stack on a raspberry pi. Heartland Institute of Financial Education / 0920-Present/ Investment Related: No / 8301 E. Prentice Ave., Ste.312 Greenwood Village, CO 80111 / Instructor / Financial Education/ Hrs Work Monthly: 5 / Sec Trading Hrs: 1 / Instruction as Needed NO SMALL DREAMS; NOT INVESTMENT RELATED; 1175 N 910 E, OREM UT 84097; THE CHARITABLE PURPOSE IS TO PROVIDE GRANTS AND SCHOLARSHIPS FOR EDUCATION IN THE PHILIPPINES; MEMBER OF BOARD OF DIRECTORS; 2/2014; 8 HRS/MONTH; ATTEND BOARD MEETINGS AT LEAST ONCE A YEAR. COMPLETE WEALTH CARE POSITION: partner NATURE: Medical Billing INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2024 ADDRESS: 1809 8th Street, Eau Claire WI 54703, United States DESCRIPTION: I am responsible for accounting and business strategy. SALT LAKE COMMUNITY COLLEGE POSITION: Instructor NATURE: Part Time Instructor INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 09/17/2025 ADDRESS: 4600 South Redwood Road, Salt Lake City UT 84123, United States DESCRIPTION: Teaching adults computer related topics e.g. excel, powerBI
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Mikel Glad's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Mikel Glad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 10653 S. River Front Pkwy Suite 190, South Jordan, UT 84095RIA
BD
CRD#: 16164
SOUTH JORDAN, UT
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 10653 S. River Front Pkwy Suite 190, South Jordan, UT 84095RIA
BD
CRD#: 16164
SOUTH JORDAN, UT
Past
November 7, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
SOUTH JORDAN, UT
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
SOUTH JORDAN, UT
Past
October 15, 2001 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Utah(1/6/2012)
IAR
Utah(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
