JN
James P. Novakovich
NOVA WEALTH MANAGEMENT
Bonita Springs, FL 34134
Some features on this profile are disabled
CRD#: 4446227
JN
Professional summary
James Peter Novakovich III, who also goes by Jim Novakovich, is a registered financial advisor currently at NOVA WEALTH MANAGEMENT, INC. located in Bonita Springs, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Novakovich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
08/2020 Hibernation Haven Rental, LLC. Owner, 2 hours per week not trading hours. Oversee rental property. Megastar Advisors; 24311 WALDEN CENTER DR SUITE 200 Bonita Springs FL 34134 United States; 2021-07-01; Insurance Agent; Is the business investment related: Yes; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5; A2Z Apparel 1776 LLC; 24311 Walden Center Dr, Suite 200, Bonita Springs, FL 34134; 3-14-2023; T-shirt printing; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0
CRS (Client Relationship Summary) - RIA
Click below to view James Peter Novakovich III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2014 - Present
NOVA WEALTH MANAGEMENT, INC.
Office #1: 24311 Walden Center Dr Suite 200, Bonita Springs, FL 34134RIA
CRD#: 169450
Bonita Springs, FL
Past
December 22, 2011 - December 31, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BONITA SPRINGS, FL
Past
December 19, 2011 - December 31, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
BONITA SPRINGS, FL
Past
February 18, 2005 - December 22, 2011
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
ESTERO, FL
Past
March 4, 2003 - December 22, 2011
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
ESTERO, FL
Past
January 2, 2002 - August 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WILLOUGHBY , OH
Past
December 12, 2001 - August 4, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 12, 2001 - August 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOVA WEALTH MANAGEMENT, INC.
NOVA WEALTH MANAGEMENT, INC.
CRD#: 169450 / SEC#: 801-128016
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (7/21/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2023 Terminated)New York
Registered Investment Advisory firm - (6/21/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/12/2023)
IAR
Florida(1/27/2014)
IAR
New York(11/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NOVA WEALTH MANAGEMENT, INC.
NOVA WEALTH MANAGEMENT, INC.
CRD#: 169450 / SEC#: 801-128016
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (7/21/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2023 Terminated)New York
Registered Investment Advisory firm - (6/21/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24311 Walden Center Dr Suite 200, Bonita Springs, FL 34134
Mailing Address
Phone number
(239) 444-1794
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 682 |
| AUM (Assets Under Management) | $ 190,976,776 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
