William G. Tharp
Professional summary
William Granison Tharp II, who also goes by Bill Tharp, William Granison Tharp, is a registered financial advisor currently at WILLIAM G. THARP II & ASSOCIATES located in San Ramon, California.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. William has worked at 4 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Granison Tharp II's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2019 - Present
WILLIAM G. THARP II & ASSOCIATES
November 23, 2004 - December 31, 2009
VSR FINANCIAL SERVICES, INC.
November 22, 2004 - December 31, 2009
VSR FINANCIAL SERVICES, INC.
October 22, 1985 - December 17, 2004
FSC SECURITIES CORPORATION
April 25, 1968 - November 8, 1985
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2019)
Exams
Series 1
Date: 4/23/1968
Registered Representative ExaminationCurrent Firm
WILLIAM G. THARP II & ASSOCIATES
CRD#: 135002 / SEC#:
Contact information
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