William G. Tharp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Granison Tharp II, who also goes by Bill Tharp, William Granison Tharp, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 4 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2019 - December 31, 2025
WILLIAM G. THARP II & ASSOCIATES
November 23, 2004 - December 31, 2009
VSR FINANCIAL SERVICES, INC.
November 22, 2004 - December 31, 2009
VSR FINANCIAL SERVICES, INC.
October 22, 1985 - December 17, 2004
FSC SECURITIES CORPORATION
April 25, 1968 - November 8, 1985
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/23/1968
Registered Representative ExaminationCurrent Firm
WILLIAM G. THARP II & ASSOCIATES
CRD#: 135002 / SEC#:
Contact information
Red Flags
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