Pamela J. Sams

OSAIC WEALTH

ASHBURN, VA 20147

Some features on this profile are disabled

CRD#: 4446063

Professional summary

Pamela Juliet Sams, who also goes by Pamela Juliet Jackson, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Ashburn, Virginia.

Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Pamela has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela Juliet Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SAA -Advisor -Advisory Affiliation Invest Related: Yes Hrs: 120 Sec Trade Hrs: 120 -11/10/2017 -12325 Port Grace Blvd, La Vista NE 68128 -Advisory 2. Loudoun County Public Schools -Teacher -Teaching Hrs: 2 Sec Trade Hrs: 2 -10/03/2017 -21000 Education Ct Ashburn VA 20148 -Substitute teaching 3. Jackson Sams Inc. -Owner -S Corp for Tax purposes -07/16/2006 -42200 Heathman Pl, Chantilly VA 20152 -Corporate entity for tax purposes 4. Jackson Sams Wealth Strategies -Owner -Sell Insurance Hrs: 10 Sec Trade Hrs: 5 -12/31/2001 -20130 LAKEVIEW CTR PLAZA STE 400, ASHBURN VA 20171 -Selling insurance products 5. JACKSON SAMS WEALTH STRATEGIES - DBA 6. AARP COMMUNITY AMBASSADOR -Community Ambassador -AARP Community Outreach Ambassador #HRS: 8 -12/21/2020 -901 E Byrd St Ste 1005, Richmond VA 23219 -Community engagement for activities and events with local AARP. 7. THE WOMEN'S CENTER -Volunteer -Volunteer #HRS: 3 -06/26/2021 -133 Park St NE, Vienna VA 22180 -Volunteer doing complimentary financial consultations for the center to women in transition. 8. NATIONAL ASSOCIATION OF BABY BOOMER WOMEN -Volunteer -Contribute articles on retirement planning as an associate #HRS: 1 -06/24/2021 -9672 W US Highway 20, Galena IL 61036 -Share articles and conduct seminars 9. PAM SAMS SPEAKS -Owner -Speaking engagements #HRS 5 -7/26/21 -42200 Heathman Plc Chantilly VA 20152 -Interviews, speaking engagements on various topics 10. AFFLUENCE MAGAZINE -Volunteer -Magazine Contributor #HRS 1 -9/16/21 -225 30th St Ste 306, Sacremento CA 95817 -Contributing articles for the magazine quarterly 11. LOUDOUN COUNTY CHAPTER OF DELTA SIGMA THETA SORORITY INC. -Assistant Financial Secretary -Assistant Financial Secretary #HRS 2 -5/6/23 -44715 Prentice Dr #1591, Ashburn VA 20146 -Collect various payments including dues for the sorority. Occasionally read financial report at chapter meetings. 12. PAMELA SAMS POSITION: Consultant NATURE: Business Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 11/10/2017 ADDRESS: 20130 Lakeview Center Plaza, Suite 400, Ashburn VA 20147 DESCRIPTION: Help advisors with business and marketing planning. 13. REDEVELOPHER POSITION: Board member NATURE: Non-profit for women in transition INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2024 ADDRESS: 15064 Galapagos Place, Woodbridge VA 22193-5844, United States DESCRIPTION: Help organize events

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Juliet Sams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Pamela Juliet Sams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 20130 Lakeview Ctr Plaza Ste 400, Ashburn, VA 20147

RIA

CRD#: 23131

ASHBURN, VA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 20130 Lakeview Ctr Plaza Ste 400, Ashburn, VA 20147

RIA

CRD#: 23131

ASHBURN, VA

Past

November 10, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

ASHBURN, VA

Past

November 9, 2017 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ASHBURN, VA

Past

September 17, 2007 - November 9, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

HERNDON, VA

Past

September 7, 2007 - November 9, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

HERNDON, VA

Past

January 11, 2002 - September 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MANASSAS, VA

Past

November 29, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 29, 2001 - September 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MANASSAS, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/14/2024)

Colorado
(6/14/2024)

Connecticut
(6/14/2024)

Delaware
(6/14/2024)

District of Columbia
(6/14/2024)

Florida
(6/14/2024)

Georgia
(6/14/2024)

Idaho
(6/14/2024)

Illinois
(6/14/2024)

Kansas
(6/14/2024)

Louisiana
(6/14/2024)

Maryland
(6/14/2024)

Massachusetts
(6/14/2024)

Missouri
(6/14/2024)

Nebraska
(6/14/2024)

New Jersey
(6/14/2024)

New Mexico
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Oklahoma
(6/14/2024)

Texas
(6/14/2024)

Virginia
(6/14/2024)

IAR

Virginia
(6/14/2024)

West Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/26/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Pamela J. Sams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Juliet Sams's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Pamela Juliet Sams's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

SECURITIES AMERICA ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/26/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2001

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Similar Advisors