JV
Jon C. Vinge
KESTRA ADVISORY SERVICES
Seattle, WA
Some features on this profile are disabled
CRD#: 4445831
JV
Professional summary
Jon Christopher Vinge is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Seattle, Washington and KESTRA INVESTMENT SERVICES, LLC located in Seattle , Washington.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jon has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: BE FINANCIALLY SOUND POSITION: RR NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/22/2023 ADDRESS: 4724 W. RUFFNER ST, SEATTLE WA 98199, United States DESCRIPTION: RR Business Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/22/2023 ADDRESS: 5707 SW Pkwy, Blg 2, STE 400, Austin TX 78735, United States DESCRIPTION: IAR
CRS (Client Relationship Summary) - RIA
Click below to view Jon Christopher Vinge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Seattle, WA
Current
June 6, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Seattle , WA
Past
August 14, 2007 - June 6, 2023
INTERVEST INTERNATIONAL, INC.
RIA
CRD#: 111516
Seattle, WA
Past
August 13, 2007 - June 6, 2023
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
Seattle, WA
Past
May 9, 2006 - August 15, 2007
CENTARA CAPITAL MANAGEMENT GROUP, INC.
RIA
CRD#: 114880
SAN DIEGO, CA
Past
May 9, 2006 - August 15, 2007
CAPLINK SECURITIES, INC
BD
CRD#: 130702
SAN DIEGO, CA
Past
September 2, 2005 - May 4, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
SAN DIEGO, CA
Past
July 12, 2005 - September 2, 2005
FIRST COMMAND BANK
RIA
CRD#: 128851
FORT WORTH, TX
Past
September 21, 2001 - May 4, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2023)
RR
Alaska(6/14/2023)
RR
Arizona(8/2/2023)
RR
California(6/6/2023)
RR
Colorado(9/7/2023)
RR
District of Columbia(8/17/2023)
RR
Florida(9/25/2023)
RR
Georgia(6/8/2023)
RR
Idaho(6/22/2023)
RR
Illinois(2/14/2025)
RR
Iowa(9/8/2023)
RR
Louisiana(8/23/2023)
RR
Maryland(8/22/2023)
RR
Massachusetts(6/14/2023)
RR
Michigan(7/3/2023)
RR
Minnesota(8/21/2023)
RR
Missouri(11/15/2023)
RR
Montana(8/21/2023)
RR
Nevada(8/29/2023)
RR
New Hampshire(8/30/2023)
RR
New Jersey(8/23/2023)
RR
New Mexico(9/4/2024)
RR
North Carolina(8/23/2023)
RR
Ohio(6/7/2023)
RR
Oregon(8/9/2023)
RR
Pennsylvania(8/18/2023)
RR
Rhode Island(7/12/2023)
RR
South Carolina(8/24/2023)
RR
South Dakota(8/17/2023)
RR
Tennessee(8/17/2023)
IAR
Texas(6/7/2023)
RR
Texas(8/1/2023)
RR
Utah(9/29/2023)
RR
Virginia(8/17/2023)
RR
Washington(8/17/2023)
IAR
Washington(8/17/2023)
RR
Wisconsin(8/17/2023)
RR
Wyoming(6/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
