William J. Derosa

ANTHEM ASSET MANAGEMENT

Glastonbury, CT 06033

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CRD#: 4445754

Professional summary

William Joseph Derosa JR., who also goes by William Joseph Derosa, is a registered financial advisor currently at ANTHEM ASSET MANAGEMENT located in Glastonbury, Connecticut.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Joseph Derosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONSULTING THE FIRM RECEIVES ADDITIONAL COMPENSATION FOR THE FOLLOWING; 1. CONSULTING FEES - A CONSULTING FEE IS PAID TO THE FIRM FOR MARKET AND MUTUAL FUND RESEARCH FROM A SEPARATE INVESTMENT ADVISOR. THE INVESTMENT ADVISOR, SLADEK & WITEK, CPAS, IS A STATE-REGISTERED INVESTMENT ADVISOR. CONSULTING ACTIVITIES INCLUDE PROVIDING MUTUAL FUND AND GENERAL MARKET RESEARCH, MAINTAINING THE FIRM'S MUTUAL FUND BUYLIST. FEES ARE CHARGED TO SLADEK & WITEK AN ON HOURLY BASIS DEPENDING ON PROJECT MAGNITUDE AND DURATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Derosa JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2006 - Present

ANTHEM ASSET MANAGEMENT

Office #1: 200 Glastonbury Blvd Ste 202, Glastonbury, CT 06033

RIA

CRD#: 136271

Glastonbury, CT

Past

April 18, 2001 - June 4, 2003

BADGLEY PHELPS WEALTH MANAGERS

RIA

CRD#: 108392

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/15/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ANTHEM ASSET MANAGEMENT

ANTHEM ASSET MANAGEMENT | ANTHEM ASSET MANAGEMENT, LLC

CRD#: 136271 / SEC#:

Connecticut

Registered Investment Advisory firm - (5/12/2006 Approved)

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Contact information

Main Address

200 Glastonbury Blvd Ste 202, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 305-5468

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 10,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Derosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Derosa JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

ANTHEM ASSET MANAGEMENT

BADGLEY PHELPS WEALTH MANAGERS

State Registrations and Notice Filings

Exams

Current Firm

ANTHEM ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANTHEM ASSET MANAGEMENT

TRUST BUT VERIFY

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