DH
Donald N. Hoffman
PROSPERITY - AN EISNERAMPER COMPANY
Owings Mills, MD 21117
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CRD#: 4445738
DH
Professional summary
Donald Nathan Hoffman is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Owings Mills, Maryland and DAI SECURITIES, LLC located in Owings Mills, Maryland.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Donald has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THE PROSPERITY CONSULTING GROUP LLC; INVESTMENT RELATED; 10065 RED RUN BLVD SUITE 200 OWINGS MILLS MD 21117; FINANCIAL PLANNING, ASSET MANAGEMENT, ESTATE PLANNING; INVESTMENT ADVISER REPRESENTATIVE; 01/2000; 160 HRS/MONTH; 40 HRS/WEEK; OVERSEE AND MEET WITH CLIENT AND COMPANY EMPLOYEES 2. JOSEPH W CAMAC IRREVOCABLE TRUST; NOT INVESTMENT RELATED; 10065 RED RUN BLVD., SUITE 200 OWINGS MILLS, MD 21117; TRUSTEE; NOT A BUSINESS; .001 HURS/MONTH; ANNUALLY PREPARE & MAIL CRUMMY LETTERS TO BENEFICIARIES. ANNUALLY WRITE CHECK FOR INSURANCE PAYMENT; 3. JACKSON S HADEN IRREVOCABLE TRUST; NOT INVESTMENT REALTED; 10065 RED RUN BLVD SUITE 200 OWINGS MILLS MD 21117; TRUSTEE; NOT A BUSINESS; .001 HRS/MONTH; ANNUALL PREPARE AND MAIL CRUMMY LETTERS TO BENEFICIARIES. ANNUALLY WRITE CHECK FOR INSURANCE PAYMENT 4. TOPSTAGE LLC; NOT INVESTMENT RELATED; 7251 W. SAHARA AVENUE, LAS VEGAS, NV 89117; PIZZA, SODA SALES; MEMBER; 1993; 1 HR/MONTH; DISTRIBUTIONS; PROBLEM RESOLUTION 5. STAGHORN, LLC; NOT INVESTMENT RELATED; 256 PROVIDENCE ROAD, ANNAPOLIS, MD 21409; REAL ESTATE DEVELOP AND RENTAL; MEMBER; 1996; 0 HR/MONTH; NOT COMPENSATED; PROBLEM RESOLUTION 6. RENTAL PROPERTIES; NOT INVESTMENT RELATED; 10065 RED RUN BLVD SUITE 220 OWINGS MILLS MD 21117; BUY AND RENT REAL ESTATE; OWNER; 1990; 1 HRS/MONTH; DISTRIBUTIONS; BROBLEM RESOLUTION 7. INSURANCE SALES; 10065 Red Run Blvd, STE 200, Owings Mills MD 21117; Not investment related; Insurance Sales; Insurance Agent; 12/1/2011; 2 hours per month; 10 Minutes per trading day; Review insurance quotes, write new policies; 8. EISNERAMPER LLP; NOT INVESTMENT-RELATED; 10065 RED RUN BLVD SUITE 220 OWING MILLS MD 21117; ACCOUNTING FIRM; PARTNER, AUDIT & ASSURANCE; 10/2022; 40 HOURS/MONTH; TAX ACCOUNTING, TAX PREPARATION SERVICES AND CONSULTATIONS 9. EISNER ADVISORY GROUP, LLC; NOT INVESTMENT-RELATED; 10065 RED RUN BLVD SUITE 220 OWING MILLS MD 21117; ACCOUNTING FIRM; PARTNER; 10/2022; 40 HOURS/MONTH; TAX ACCOUNTING, TAX PREPARATION SERVICES AND CONSULTATIONS
CRS (Client Relationship Summary) - RIA
Click below to view Donald Nathan Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2005 - Present
PROSPERITY - AN EISNERAMPER COMPANY
Office #1: 10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117RIA
CRD#: 133777
Owings Mills, MD
Current
June 1, 2023 - Present
DAI SECURITIES, LLC
Office #1: 10065 Red Run Blvd Suite 200, Owings Mills, MD 21117BD
CRD#: 36673
Owings Mills, MD
Past
February 2, 2023 - February 6, 2023
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC
RIA
CRD#: 121863
Owings Mills, MD
Past
December 16, 2011 - June 2, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
Owings Mills, MD
Past
January 5, 2005 - December 19, 2011
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
OWINGS MILLS, MD
Past
January 5, 2005 - December 19, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
OWINGS MILLS, MD
Past
February 4, 2002 - December 31, 2004
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
OWINGS MILLS, MD
Past
September 17, 2001 - December 31, 2004
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/1/2023)
IAR
Florida(4/28/2021)
RR
Florida(6/1/2023)
RR
Illinois(6/1/2023)
IAR
Maryland(3/2/2005)
RR
Maryland(6/1/2023)
RR
Pennsylvania(6/1/2023)
RR
South Carolina(6/1/2023)
IAR
Texas(3/25/2021)
IAR
Virginia(3/25/2021)
RR
Virginia(6/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117
Mailing Address
Phone number
(410) 363-7211
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,557 |
| AUM (Assets Under Management) | $ 3,195,898,263 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
