Jay M. Matlock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Michael Matlock was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2001. Jay had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2010 - March 27, 2012
LONGBOW ASSET MANAGEMENT
March 5, 2007 - December 31, 2009
LONGBOW ASSET MANAGEMENT
October 12, 2001 - January 13, 2003
EQUITABLE ADVISORS, LLC
August 29, 2001 - January 13, 2003
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
LONGBOW ASSET MANAGEMENT
CRD#: 126193 / SEC#: 801-121112
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LONGBOW ASSET MANAGEMENT
CRD#: 126193 / SEC#: 801-121112
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 131,426,670 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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