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AS

Adam Sucov

J.P. MORGAN INSTITUTIONAL INVESTMENTS
New York, NY 10172
Some features on this profile are disabled
CRD#: 4445664
AS

Professional summary

Adam Sucov, who also goes by Adam Harris Sucov, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2001. Adam has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Harris Sucov

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Sucov's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2011 - Present

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Office #1: 277 Park Ave, New York, NY 10172
BD
CRD#: 102920
New York, NY
Past

December 21, 2010 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
NEW YORK, NY
Past

July 24, 2008 - May 24, 2010

BLACKROCK FUND DISTRIBUTION COMPANY

BD
CRD#: 146183
JERSEY CITY, NJ
Past

December 5, 2007 - May 24, 2010

BLACKROCK FUND ADVISORS

RIA
CRD#: 105247
JERSEY CITY, NJ
Past

December 4, 2007 - December 31, 2009

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
JERSEY CITY, NJ
Past

September 29, 2006 - October 31, 2007

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PLAINSBORO, NJ
Past

September 29, 2006 - October 31, 2007

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

April 14, 2003 - September 29, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA
CRD#: 105068
PLAINSBORO, NJ
Past

September 6, 2001 - September 29, 2006

FAM DISTRIBUTORS, INC.

BD
CRD#: 4100
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/5/2012)
RR
Alaska
(3/5/2012)
RR
Arizona
(3/5/2012)
RR
Arkansas
(3/5/2012)
RR
California
(3/5/2012)
RR
Colorado
(3/5/2012)
RR
Connecticut
(3/5/2012)
RR
Delaware
(3/5/2012)
RR
District of Columbia
(3/5/2012)
RR
Florida
(3/5/2012)
RR
Georgia
(3/5/2012)
RR
Hawaii
(3/5/2012)
RR
Idaho
(3/5/2012)
RR
Illinois
(3/5/2012)
RR
Indiana
(3/5/2012)
RR
Iowa
(3/5/2012)
RR
Kansas
(3/5/2012)
RR
Kentucky
(3/5/2012)
RR
Louisiana
(3/5/2012)
RR
Maine
(3/5/2012)
RR
Maryland
(3/5/2012)
RR
Massachusetts
(3/5/2012)
RR
Michigan
(3/5/2012)
RR
Minnesota
(3/5/2012)
RR
Mississippi
(3/5/2012)
RR
Missouri
(3/5/2012)
RR
Montana
(3/5/2012)
RR
Nebraska
(3/5/2012)
RR
Nevada
(3/5/2012)
RR
New Hampshire
(3/5/2012)
RR
New Jersey
(3/5/2012)
RR
New Mexico
(3/5/2012)
RR
New York
(1/3/2011)
RR
North Carolina
(1/3/2011)
RR
North Dakota
(3/5/2012)
RR
Ohio
(3/5/2012)
RR
Oklahoma
(3/5/2012)
RR
Oregon
(3/5/2012)
RR
Pennsylvania
(3/5/2012)
RR
Puerto Rico
(3/5/2012)
RR
Rhode Island
(3/5/2012)
RR
South Carolina
(3/5/2012)
RR
South Dakota
(3/5/2012)
RR
Tennessee
(3/5/2012)
RR
Texas
(1/3/2011)
RR
Utah
(3/5/2012)
RR
Vermont
(3/5/2012)
RR
Virginia
(3/5/2012)
RR
Washington
(3/5/2012)
RR
West Virginia
(3/5/2012)
RR
Wisconsin
(3/5/2012)
RR
Wyoming
(3/5/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/28/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 12/4/2008
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/4/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JM
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
J. P. MORGAN ADVISORS, INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | J.P. MORGAN

CRD#: 102920 / SEC#: 801-64031, 8-52182

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
383 Madison Avenue, New York, NY 10179
Mailing Address
480 Washington Blvd, Floor 11 Ny1-f019, Jersey City, NJ 07310-1616
Phone number
(201) 595-1958
Established
Delaware since 05/26/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.STOCKHOLDER
DONOHUE, JOHN THOMASDIRECTOR2372302
HOFFMANN, JAMES ARTHURCHIEF ADMINISTRATIVE OFFICER1949574
KLOZA, KEVINCHIEF COMPLIANCE OFFICER2188958
LEKSTUTIS, CARMINECHIEF LEGAL OFFICER6990745
LISHER, ANDREAPRESIDENT AND DIRECTOR4493750
MACHULSKI, MICHAEL RICHARDDIRECTOR4726972
SANZONE, JOSEPH FRANKDIRECTOR6581797
STRIFE, LOREN TPRINCIPAL FINANCIAL AND OPERATIONS OFFICER5393453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920New York, NY 10172

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