James B. Smith

P2 CORPORATE FINANCE

Atlanta, GA

CRD#: 4445632

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Professional summary

James Bakley Smith, who also goes by J. Bakley Smith, is a registered financial professional currently at P2 CORPORATE FINANCE, LLC located in Atlanta, Georgia.

James is registered as a RR (Registered Representative) and started their career in finance in 2001. James has worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 82, Series 6, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J. Bakley Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Bakley Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2026 - Present

P2 CORPORATE FINANCE, LLC

CRD#: 313187

Atlanta, GA

Past

January 4, 2023 - April 6, 2026

BA SECURITIES, LLC

CRD#: 153489

W. CONSHOHOCKEN, PA

Past

May 15, 2019 - December 31, 2022

DALMORE GROUP LLC

CRD#: 136352

New York, NY

Past

October 5, 2017 - May 3, 2019

STILLPOINT CAPITAL, LLC

CRD#: 133146

TAMPA, FL

Past

March 30, 2016 - August 10, 2017

PFS INVESTMENTS INC.

CRD#: 10111

TUCSON, AZ

Past

June 2, 2008 - August 24, 2010

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

October 11, 2005 - May 22, 2008

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

November 20, 2001 - February 23, 2004

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/7/2026)

Colorado
(4/7/2026)

Florida
(4/7/2026)

Georgia
(4/7/2026)

New York
(4/13/2026)

Exams

State Security Law Exam

Series 63

Date: 5/6/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/30/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 82

Date: 11/27/2017

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 6

Date: 3/30/2016

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 87

Date: 1/31/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 1/23/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 11/19/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

P2 CORPORATE FINANCE, LLC

P2 CORPORATE FINANCE, LLC | P2 INVESTMENT BANK LLC

CRD#: 313187 / SEC#: , 8-70709

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

964 Eulalia Road Ne, Suite 2, Atlanta, GA 30319

Mailing Address

964 Eulalia Road Ne, Suite 2, Atlanta, GA 30319

Phone number

(770) 608-7740

Established

Delaware since 04/01/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
P2 IB HOLDING LLC	MEMBER
FENTON, ALEXANDER CHARLES	MEMBER	8188536
AGERTON, DEBORAH LYNN	FINOP, POO, PFO	4460597
ELIZONDO, PAUL ORQUIOLA	CHIEF COMPLIANCE OFFICER, CEO	4001661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James B. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Bakley Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

BA SECURITIES, LLC

DALMORE GROUP LLC

STILLPOINT CAPITAL, LLC

PFS INVESTMENTS INC.

JEFFERIES LLC

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/2016

SIE

Date: 10/1/2018

Series 79

Date: 1/30/2018

Series 82

Date: 11/27/2017

Series 6

Date: 3/30/2016

Series 87

Date: 1/31/2006

Series 86

Date: 1/23/2006

Series 7

Date: 11/19/2001

FINRA

Current Firm

P2 CORPORATE FINANCE, LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

P2 CORPORATE FINANCE, LLC

TRUST BUT VERIFY

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