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LS

Leroi Sanchez

Some features on this profile are disabled
CRD#: 4445631
LS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leroi Sanchez was a registered financial professional .

Leroi is a previously registered financial professional and started their career in finance in 2004. Leroi had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 9, 2024 - January 9, 2025

ABACUS CAPITAL ADVISORS

RIA
CRD#: 309295
PLANTATION, FL
Past

August 6, 2013 - August 8, 2013

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
KISSIMMEE, FL
Past

July 29, 2013 - August 8, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
KISSIMMEE, FL
Past

October 12, 2007 - January 29, 2014

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN JUAN, PR
Past

October 12, 2007 - January 29, 2014

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

BD
CRD#: 13042
SAN JUAN, PR
Past

October 12, 2007 - January 29, 2014

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN JUAN, PR
Past

September 6, 2006 - June 26, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
HOUSTON, TX
Past

September 6, 2006 - June 26, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
HOUSTON, TX
Past

September 26, 2005 - July 7, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ORLANDO, FL
Past

July 26, 2005 - July 7, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ORLANDO, FL
Past

June 9, 2004 - June 2, 2005

SANTANDER SECURITIES LLC

BD
CRD#: 41791
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ABACUS CAPITAL ADVISORS
ABACUS CAPITAL ADVISORS | ABACUS CAPITAL ADVISORS LLC

CRD#: 309295 / SEC#: 801-132208

RIA
Registered Investment Advisory firm - (3/19/2025 Approved)
Florida
Registered Investment Advisory firm - (9/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/3/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/16/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/30/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 1/24/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2002
General Securities Representative Examination

Current Firm

AC
ABACUS CAPITAL ADVISORS
ABACUS CAPITAL ADVISORS | ABACUS CAPITAL ADVISORS LLC

CRD#: 309295 / SEC#: 801-132208

RIA
Registered Investment Advisory firm - (3/19/2025 Approved)
Florida
Registered Investment Advisory firm - (9/3/2020 Approved)
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Contact information

Main Address
8181 West Broward Blvd Suite 258, Plantation, FL 33324
Mailing Address
Phone number
(954) 361-4210
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ABACUS CAPITAL ADVISORS ADV PART 2 (2/17/2025)

Regulatory assets under management

Total Number of Accounts51
AUM (Assets Under Management)$ 103,331,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABACUS CAPITAL ADVISORS

CRD#: 309295

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