BB
Brian J. Bova
INSCRIPTION CAPITAL
Houston, TX 77098
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CRD#: 4445536
BB
Professional summary
Brian James Bova, CFP® is a registered financial advisor currently at INSCRIPTION CAPITAL, LLC located in Houston, Texas and INSCRIPTION FAMILY OFFICE, LLC located in Houston, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brian has worked at 6 firms and has passed the Series 65, Series 66, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Inscription Capital, Investment Related, Houston, TX, Registered Investment Advisory, Principal/CEO, 04/2018, 160 hours per month, 5 hours per month during trading hours, relationship management, portfolio management, firm strategy. 2. Inscription Family Office, Non-investment Related, Houston, TX, Registered Investment Advisor, Principal, 05/2019, 5 hours per month, 1 hour per month during trading hours, relationship management, presenting this service to clients/prospects. 3. Life Insurance, investment related, Houston, TX, placement of insurance policies for individuals, Agent, 2 hours per month, zero hours per month during trading hours, appropriate as part of a recommendation coming out of a financial plan, will occasionally recommend and place life insurance for a client. 4. OEB Wealth Holdings, Not Investment Related, Management Service Organization, President, 6/2019. zero hours per month and zero hours per month during trading hours, 100% owner of the outstanding stocks, the only activities and holding my ownership interest in OEB and Inscription Family Office. 5. Levy Park Capital GP LLC, Investment Related, 3924 Arnold St. Houston, TX 77005, the Fund General Partner for a litigation fund, Owner, 03/2023, 5 hours per month and 5 hours per month during trading hours, Conduct due diligence research when required for new opportunities. 6. LPC Litigation Fund I, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 04/2023, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 7. LPC Litigation Fund II, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 08/2023, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 8. LPC Litigation Fund III, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 06/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 9. LPC Litigation Fund IV, LLC, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 07/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 10. 1913 Advisors, LLC, Investment related, 3924 Arnold St. Houston, TX 77005, 07/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 11. PSMC Interest Inc., Non-investment related, 2925 Richmond Ave. Suite 425 Houston, TX 77098, 06/2019, Vice President, zero hours per month and zero hours per month during trading hours. 12. Jabon Tres, LLC, Non-investment related, 3127 Lafayette St, Houston, TX 77005, 06/2015, Minority Owner, car wash business that is a passive investment for Mr. Bova, zero hours per month and zero hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brian James Bova's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 12, 2018 - Present
INSCRIPTION CAPITAL, LLC
Office #1: 2925 Richmond Avenue Suite 425, Houston, TX 77098RIA
CRD#: 291780
Houston, TX
Current
June 3, 2019 - Present
INSCRIPTION FAMILY OFFICE, LLC
Office #1: 2925 Richmond Avenue Suite 425, Houston, TX 77098RIA
CRD#: 301900
Houston, TX
Past
January 29, 2021 - December 22, 2023
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
Houston, TX
Past
April 6, 2018 - March 30, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Houston, TX
Past
February 1, 2008 - April 17, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HOUSTON, TX
Past
September 9, 2003 - April 17, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 12, 2001 - September 8, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/2/2023)
IAR
California(7/13/2023)
IAR
Louisiana(4/13/2018)
IAR
New York(7/13/2023)
IAR
Puerto Rico(7/13/2023)
IAR
Texas(4/12/2018)
IAR
Washington(7/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 3/10/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
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Contact information
Main Address
2925 Richmond Avenue Suite 425, Houston, TX 77098
Mailing Address
Phone number
(713) 673-8999
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,456 |
| AUM (Assets Under Management) | $ 1,556,528,803 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
