James S. Tagliaferri

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CRD#: 4445489

Professional summary

James Swen Tagliaferri was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, James had worked at 2 firms, which includes TAURUS ADVISORY GROUP LLC, TAURUS ADVISORY GROUP INC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

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The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

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None

Experience

Past

December 2, 2003 - December 6, 2007

TAURUS ADVISORY GROUP LLC

RIA

CRD#: 113150

STAMFORD, CT

Past

November 21, 2003 - December 31, 2008

TAURUS ADVISORY GROUP INC

RIA

CRD#: 113155

STAMFORD, CT

State Registrations and Notice Filings

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This advisor is not registered in any state.

Exams

Current firm

No current employment

Red Flags

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