Daniel E. Thornton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edward Thornton was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2001. Daniel had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2006 - December 31, 2013
THORNTON INVESTMENT ADVISORS, LLC
May 22, 2003 - October 26, 2005
USALLIANZ SECURITIES, INC.
July 24, 2002 - October 26, 2005
USALLIANZ SECURITIES, INC.
December 3, 2001 - July 22, 2002
CONSUMER CONCEPTS INVESTMENTS, INC.
October 3, 2001 - November 27, 2001
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THORNTON INVESTMENT ADVISORS, LLC
CRD#: 137475 / SEC#:
Contact information
Red Flags
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