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KT

Kentwood Brett Thackston

CRD# 444545·Registered 1970 - 2009
Previously Registered: Being a previously registered professional could mean that Kentwood is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kentwood Brett Thackston, who also goes by Brett Kentwood Thackston, K Brett Thackston, was a registered financial advisor. Kentwood was a previously registered financial professional and started their career in finance 1970 - 2009. Kentwood had worked at 11 firms and has passed the Series 63, Series 1, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brett Kentwood Thackston, K Brett Thackston

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

MIDSOUTH CAPITAL, INC.·CRD# 35039
BD
Atlanta, GA
March 10, 2008 - June 8, 2009
CARTER, TERRY & COMPANY, INC.·CRD# 16365
BD
Atlanta, GA
January 13, 1995 - March 24, 2008
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED·CRD# 14538
BD
Tampa, FL
May 14, 1991 - December 23, 1994
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
March 31, 1989 - May 22, 1991
MARSHALL & CO. SECURITIES, INC.·CRD# 17942
BD
July 14, 1986 - April 19, 1989
EASTERN CAPITAL SECURITIES, INC.·CRD# 14743
BD
July 23, 1984 - November 17, 1986
INTERSOUTH SECURITIES CORPORATION·CRD# 14383
BD
November 18, 1983 - July 26, 1984
NATIONSBANC SECURITIES OF GEORGIA, INC.·CRD# 315
BD
October 11, 1977 - November 19, 1983
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
April 13, 1971 - October 19, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
March 8, 1971 - April 30, 1971
GOODBODY & CO. INCORPORATED·CRD# 362
BD
December 23, 1970 - May 14, 1971

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Current Firm

MC
MIDSOUTH CAPITAL, INC.

MIDSOUTH CAPITAL, INC.

CRD#: 35039 / SEC#: 8-46620
BD
Terminated by SEC on 04/25/2012

Contact Information

Established

South Carolina since 09/10/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HILL, MARK DAVIDCHAIRMAN, BOARD MEMBER, AND SHAREHOLDER1056054
CAMPBELL, CYNTHIA HBOARD MEMBER—
HILL, EDWARD DAVID JRSHAREHOLDER—
HILL, ROBINSHAREHOLDER—
JAMA HOLDINGSSHAREHOLDER—
BATEH, RONALD JAMESPRESIDENT, CEO, RIA CCO, BOARD MEMBER, SHAREHOLDER869380
BRUSH, EDWARDBOARD MEMBER—
MURRAY, SANDRA ANNCHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT1407964
ROYSTER, COLLIN HARDINGREGISTERED PRINCIPAL843043
VOOS, VIRGINIA LAWRENCEFINOP—

Disclosures

Regulatory Event

6

Arbitration

1

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1983About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Aug 1968

Series 4 — Registered Options Principal Examination

Passed Oct 1983About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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