Kentwood B. Thackston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kentwood Brett Thackston, who also goes by Brett Kentwood Thackston, K Brett Thackston, was a registered financial professional .
Kentwood is a previously registered financial professional and started their career in finance in 1970. Kentwood had worked at 11 firms and has passed the Series 63, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2008 - June 8, 2009
MIDSOUTH CAPITAL, INC.
January 13, 1995 - March 24, 2008
CARTER, TERRY & COMPANY, INC.
May 14, 1991 - December 23, 1994
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
March 31, 1989 - May 22, 1991
FIRST UNION CAPITAL MARKETS CORP.
July 14, 1986 - April 19, 1989
MARSHALL & CO. SECURITIES, INC.
July 23, 1984 - November 17, 1986
EASTERN CAPITAL SECURITIES, INC.
November 18, 1983 - July 26, 1984
INTERSOUTH SECURITIES CORPORATION
October 11, 1977 - November 19, 1983
NATIONSBANC SECURITIES OF GEORGIA, INC.
April 13, 1971 - October 19, 1975
THE ROBINSON-HUMPHREY COMPANY, LLC
March 8, 1971 - April 30, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
December 23, 1970 - May 14, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/30/1968
Registered Representative ExaminationCurrent Firm
MIDSOUTH CAPITAL, INC.
CRD#: 35039 / SEC#: , 8-46620
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILL, MARK DAVID | CHAIRMAN, BOARD MEMBER, AND SHAREHOLDER | 1056054 |
| CAMPBELL, CYNTHIA H | BOARD MEMBER | |
| HILL, EDWARD DAVID JR | SHAREHOLDER | |
| HILL, ROBIN | SHAREHOLDER | |
| JAMA HOLDINGS | SHAREHOLDER | |
| BATEH, RONALD JAMES | PRESIDENT, CEO, RIA CCO, BOARD MEMBER, SHAREHOLDER | 869380 |
| BRUSH, EDWARD | BOARD MEMBER | |
| MURRAY, SANDRA ANN | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 1407964 |
| ROYSTER, COLLIN HARDING | REGISTERED PRINCIPAL | 843043 |
| VOOS, VIRGINIA LAWRENCE | FINOP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
