Scott M. Carmack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Mcdougall Carmack, who also goes by Scott M Carmack, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2002. Scott had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2018 - December 26, 2019
INVESTIVIST, LLC
July 13, 2016 - December 6, 2024
HOLBROOK HOLDINGS, INC.
February 15, 2011 - November 30, 2015
LEADER CAPITAL CORP.
February 15, 2011 - November 30, 2015
LEADER CAPITAL CORP.
October 29, 2010 - December 1, 2010
EQUITABLE ADVISORS, LLC
October 25, 2010 - December 1, 2010
EQUITABLE ADVISORS, LLC
August 8, 2006 - May 27, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
August 13, 2003 - August 1, 2006
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
January 14, 2002 - August 12, 2003
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/22/2003
Limited Representative-Equity Trader ExamCurrent Firm
INVESTIVIST, LLC
CRD#: 284303 / SEC#: 801-108233
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
