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Scott Mcdougall Carmack

CRD# 4445161·Registered 2002 - 2019
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Mcdougall Carmack, who also goes by Scott M Carmack, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2002 - 2019. Scott had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott M Carmack

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

INVESTIVIST, LLC·CRD# 284303
RIA
Vancouver, WA
February 20, 2018 - December 26, 2019
HOLBROOK HOLDINGS, INC.·CRD# 283258
RIA
Atlanta, GA
July 13, 2016 - December 6, 2024
LEADER CAPITAL CORP.·CRD# 46206
RIA
Portland, OR
February 15, 2011 - November 30, 2015
LEADER CAPITAL CORP.·CRD# 46206
BD
Portland, OR
February 15, 2011 - November 30, 2015
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Falls Church, VA
October 29, 2010 - December 1, 2010
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Falls Church, VA
October 25, 2010 - December 1, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Hoboken, NJ
August 8, 2006 - May 27, 2010
EVOLUTION FINANCIAL TECHNOLOGIES, LLC·CRD# 104249
BD
New York, NY
August 13, 2003 - August 1, 2006
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
January 14, 2002 - August 12, 2003

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Current Firm

IL
INVESTIVIST, LLC

INVESTELLECT, LLC | INVESTIVIST, LLC

CRD#: 284303 / SEC#: 801-108233

Contact Information

Main Address

1220 Main Street Suite 400, Vancouver, WA 98660

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A - INVESTIVIST, LLC (8/21/2019)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott Mcdougall Carmack operates an investment company or another pooled investment vehicle. From time to time, he will offer clients advice or products from this activity. Scott Mcdougall Carmack is an investment adviser representative with another firm. From time to time, he will offer clients advice or products from this activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2003

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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