Jonathan E. Bernstein

ROUNDANGLE ADVISORS LLC

Red Bank, NJ 07701

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CRD#: 4445025

Professional summary

Jonathan Evan Bernstein, AIF®, CFP® is a registered financial advisor currently at ROUNDANGLE ADVISORS LLC located in Red Bank, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Red Bank, New Jersey.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jonathan has worked at 7 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Crump-Non- Investment Related, Address: 105 Maxess Road, Suite 301, Melville, NY 11747, Life Insurance, Position: Producer, Start Date 11/2015, 40 hours devoted a month, 20 hours devoted during securities trading hours, Duties: Advise clients on importance of Life Insurance. Sell and service recommended insurance products. 2. Bernstein & Bernstein CPA's, LLP. Non- Investment Related, Address: 1 Harding Road, Suite 206 Red Brank, NJ 07701, Accounting and tax services, Position: Owner(99% Partner), Start Date: 01/01/2007, 20 hours devoted a month, 2 hours devoted during securities trading hours, Duties: Tax preparer and accounting services. 3. RoundAngle Advisors LLC. Investment Related, Address: At Registered Location, RIA, Position: IAR, Start Date: 10/2015, 150 hours devoted a month, 150 hours devoted during securities trading hours, Duties: Financial Advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Evan Bernstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

April 11, 2016 - Present

ROUNDANGLE ADVISORS LLC

Office #1: 1 Harding Road Suite 206, Red Bank, NJ 07701

RIA

CRD#: 282178

Red Bank, NJ

Current

November 2, 2015 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1 Harding Road Suite 206, Red Bank, NJ 07701

CRD#: 35747

Red Bank, NJ

Past

April 25, 2017 - March 22, 2019

FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC

RIA

CRD#: 170416

RED BANK, NJ

Past

November 19, 2015 - April 11, 2016

ROUNDANGLE ADVISORS LLC

RIA

CRD#: 173955

Redbank, NJ

Past

April 22, 2004 - November 2, 2015

CETERA ADVISORS LLC

CRD#: 10299

RED BANK, NJ

Past

April 21, 2004 - November 2, 2015

CETERA ADVISORS LLC

RIA

CRD#: 10299

RED BANK, NJ

Past

June 2, 2003 - April 14, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HIGHLAND PARK, NJ

Past

June 4, 2002 - April 14, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 4, 2002 - April 14, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROUNDANGLE ADVISORS LLC

CRD#: 282178 / SEC#: 801-107449

RIA

Registered Investment Advisory firm - (4/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/2/2015)

California
(11/2/2015)

Colorado
(8/19/2019)

Connecticut
(11/3/2015)

Delaware
(3/20/2024)

Florida
(11/4/2015)

Georgia
(11/2/2015)

Massachusetts
(11/2/2015)

Minnesota
(11/3/2015)

Nevada
(11/19/2015)

New Jersey
(11/2/2015)

IAR

New Jersey
(4/11/2016)

New York
(11/2/2015)

IAR

New York
(4/4/2021)

North Carolina
(3/7/2022)

North Dakota
(9/7/2016)

Ohio
(11/2/2015)

Pennsylvania
(11/4/2015)

South Carolina
(11/25/2015)

IAR

Texas
(3/25/2021)

Virginia
(11/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROUNDANGLE ADVISORS LLC

CRD#: 282178 / SEC#: 801-107449

RIA

Registered Investment Advisory firm - (4/6/2016 Approved)

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Contact information

Main Address

1 Harding Road Suite 206, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 889-3774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APP 1 - WRAP BROCHURE (8/4/2025)

ADV PART 2A - FIRM BROCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts	387
AUM (Assets Under Management)	$ 176,507,139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan E. Bernstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Evan Bernstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC

ROUNDANGLE ADVISORS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ROUNDANGLE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2002

FINRA

Current Firm

ROUNDANGLE ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROUNDANGLE ADVISORS LLC

TRUST BUT VERIFY

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