Brendan M. Oneill

BNY ADVISORS

Pennington, NJ 08534

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CRD#: 4444893

Professional summary

Brendan Murphy Oneill, who also goes by Brendan M. O'neill, Brendan Murphy O'neill, is a registered financial advisor currently at BNY ADVISORS located in Pennington, New Jersey and BNY MELLON SECURITIES CORPORATION located in New York, New York.

Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Brendan has worked at 6 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendan M. O'neill | Brendan Murphy O'neill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] Employee of BNY Advisors, Director, Business Development representing BNY Advisors solutions to clients and internal partners, located at BAH - North Wales, PA. Working for 135 hours per month since March 2021, 135 hours per month devoted to business during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Murphy Oneill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2004 - Present

BNY ADVISORS

Office #1: 1800 American Blvd. Suite 300 - Pod D, Pennington, NJ 08534

RIA

CRD#: 106108

Pennington, NJ

Current

June 24, 2025 - Present

BNY MELLON SECURITIES CORPORATION

Office #1: 240 Greenwich Street, New York, NY 10286

RIA

CRD#: 231

New York, NY

Past

July 26, 2007 - March 28, 2008

LOCKWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 40655

MALVERN, PA

Past

March 11, 2004 - December 20, 2024

PERSHING LLC

CRD#: 7560

MALVERN, PA

Past

May 22, 2002 - March 5, 2004

RITTENHOUSE ASSET MANAGEMENT, INC.

RIA

CRD#: 106562

RADNOR, PA

Past

December 19, 2001 - March 3, 2004

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BNY ADVISORS

CRD#: 106108 / SEC#: 801-52378

RIA

Registered Investment Advisory firm - (7/15/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(3/4/2020)

Alabama
(6/24/2025)

IAR

Alaska
(3/4/2020)

Alaska
(6/24/2025)

IAR

Arizona
(3/31/2020)

Arizona
(6/24/2025)

IAR

Arkansas
(3/4/2020)

Arkansas
(6/24/2025)

IAR

California
(3/4/2020)

California
(6/24/2025)

IAR

Colorado
(3/4/2020)

Colorado
(6/24/2025)

IAR

Connecticut
(1/23/2008)

Connecticut
(6/24/2025)

IAR

Delaware
(6/12/2015)

Delaware
(6/24/2025)

IAR

District of Columbia
(6/25/2015)

District of Columbia
(6/24/2025)

Florida
(6/24/2025)

IAR

Georgia
(10/20/2021)

Georgia
(6/24/2025)

IAR

Hawaii
(3/4/2020)

Hawaii
(6/24/2025)

IAR

Idaho
(3/4/2020)

Idaho
(6/24/2025)

IAR

Illinois
(3/4/2020)

Illinois
(6/24/2025)

IAR

Indiana
(3/4/2020)

Indiana
(6/24/2025)

IAR

Iowa
(3/4/2020)

Iowa
(6/24/2025)

IAR

Kansas
(3/4/2020)

Kansas
(6/24/2025)

IAR

Kentucky
(3/4/2020)

Kentucky
(6/24/2025)

IAR

Louisiana
(3/4/2020)

Louisiana
(6/24/2025)

IAR

Maine
(1/4/2011)

Maine
(6/24/2025)

IAR

Maryland
(6/5/2015)

Maryland
(6/24/2025)

IAR

Massachusetts
(1/10/2011)

Massachusetts
(6/24/2025)

IAR

Michigan
(3/4/2020)

Michigan
(6/24/2025)

IAR

Minnesota
(3/4/2020)

Minnesota
(6/24/2025)

IAR

Mississippi
(3/4/2020)

Mississippi
(6/24/2025)

IAR

Missouri
(3/4/2020)

Missouri
(6/24/2025)

IAR

Montana
(3/5/2020)

Montana
(6/24/2025)

IAR

Nebraska
(3/4/2020)

Nebraska
(6/24/2025)

IAR

Nevada
(3/16/2020)

Nevada
(6/24/2025)

IAR

New Hampshire
(1/4/2011)

New Hampshire
(6/24/2025)

IAR

New Jersey
(1/8/2013)

New Jersey
(6/24/2025)

IAR

New Mexico
(3/5/2020)

New Mexico
(6/24/2025)

IAR

New York
(4/22/2021)

New York
(6/24/2025)

IAR

North Carolina
(3/14/2018)

North Carolina
(6/24/2025)

IAR

North Dakota
(3/10/2020)

North Dakota
(6/24/2025)

IAR

Ohio
(3/4/2020)

Ohio
(6/24/2025)

IAR

Oklahoma
(3/4/2020)

Oklahoma
(6/24/2025)

IAR

Oregon
(3/4/2020)

Oregon
(6/24/2025)

IAR

Pennsylvania
(3/11/2004)

Pennsylvania
(6/24/2025)

IAR

Puerto Rico
(3/4/2020)

Puerto Rico
(6/24/2025)

IAR

Rhode Island
(1/4/2011)

Rhode Island
(6/24/2025)

IAR

South Carolina
(3/4/2020)

South Carolina
(6/24/2025)

IAR

South Dakota
(3/5/2020)

South Dakota
(6/24/2025)

Tennessee
(6/24/2025)

IAR

Texas
(3/4/2020)

Texas
(6/24/2025)

IAR

Utah
(3/4/2020)

Utah
(6/24/2025)

IAR

Vermont
(1/5/2011)

Vermont
(6/24/2025)

IAR

Virginia
(3/14/2018)

Virginia
(6/24/2025)

IAR

Washington
(3/4/2020)

Washington
(6/24/2025)

IAR

West Virginia
(3/17/2020)

West Virginia
(6/24/2025)

IAR

Wisconsin
(3/4/2020)

Wisconsin
(6/24/2025)

IAR

Wyoming
(3/4/2020)

Wyoming
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 7/31/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BNY ADVISORS

CRD#: 106108 / SEC#: 801-52378

RIA

Registered Investment Advisory firm - (7/15/1996 Approved)

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Contact information

Main Address

1800 American Blvd. Suite 300 - Pod D, Pennington, NJ 08534

Mailing Address

Phone number

800-200-3033, OPTION 3

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BNY MELLON ADVISORS, INC. MANAGED360 PROGRAM WRAP FEE PROGRAM BROCHURE (3/31/2025)

BNY MELLON ADVISORS, INC. FIRM BROCHURE - INTERMEDIARY SOLUTIONS (3/31/2025)

BNY MELLON ADVISORS, INC. FIRM BROCHURE - INSTITUTIONAL & HIGH NET WORTH CLIENT SOLUTIONS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	122,578
AUM (Assets Under Management)	$ 23,959,697,127

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
08/28/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brendan M. Oneill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Murphy Oneill's CRS (Customer Relationship Summary).

Certified licenses

Experience

BNY MELLON SECURITIES CORPORATION

LOCKWOOD FINANCIAL SERVICES, INC.

PERSHING LLC

RITTENHOUSE ASSET MANAGEMENT, INC.

NUVEEN SECURITIES, LLC

Primary Firm SEC Registration

BNY ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2002

Series 52TO

Date: 7/31/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2001

FINRA

Current Firm

BNY ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BNY ADVISORS

TRUST BUT VERIFY

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