BO
Brendan M. Oneill
BNY ADVISORS
NEW YORK, NY 10166
Some features on this profile are disabled
CRD#: 4444893
BO
Professional summary
Brendan Murphy Oneill, who also goes by Brendan M. O'neill, Brendan Murphy O'neill, is a registered financial advisor currently at BNY ADVISORS located in New York, New York and BNY MELLON SECURITIES CORPORATION located in New York, New York.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Brendan has worked at 6 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brendan M. O'neill | Brendan Murphy O'neill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Murphy Oneill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2004 - Present
BNY ADVISORS
Office #1: 200 Park Avenue, New York, NY 10166RIA
CRD#: 106108
NEW YORK, NY
Current
June 24, 2025 - Present
BNY MELLON SECURITIES CORPORATION
Office #1: 240 Greenwich Street, New York, NY 10286RIA
BD
CRD#: 231
New York, NY
Past
July 26, 2007 - March 28, 2008
LOCKWOOD FINANCIAL SERVICES, INC.
RIA
CRD#: 40655
MALVERN, PA
Past
March 11, 2004 - December 20, 2024
PERSHING LLC
BD
CRD#: 7560
MALVERN, PA
Past
May 22, 2002 - March 5, 2004
RITTENHOUSE ASSET MANAGEMENT, INC.
RIA
CRD#: 106562
RADNOR, PA
Past
December 19, 2001 - March 3, 2004
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BNY ADVISORS
BNY ADVISORS | LOCKWOOD MANAGED ACCOUNT SOLUTIONS | LOCKWOOD ADVISORS INC | LOCKWOOD ADVISORS | LOCKWOOD | BNY MELLON LOCKWOOD | BNY MELLON ADVISORS, INC. | BNY MELLON ADVISORS | BNY INVESTMENTS
CRD#: 106108 / SEC#: 801-52378
RIA
Registered Investment Advisory firm - (7/15/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(3/4/2020)
RR
Alabama(6/24/2025)
IAR
Alaska(3/4/2020)
RR
Alaska(6/24/2025)
IAR
Arizona(3/31/2020)
RR
Arizona(6/24/2025)
IAR
Arkansas(3/4/2020)
RR
Arkansas(6/24/2025)
IAR
California(3/4/2020)
RR
California(6/24/2025)
IAR
Colorado(3/4/2020)
RR
Colorado(6/24/2025)
IAR
Connecticut(1/23/2008)
RR
Connecticut(6/24/2025)
IAR
Delaware(6/12/2015)
RR
Delaware(6/24/2025)
IAR
District of Columbia(6/25/2015)
RR
District of Columbia(6/24/2025)
RR
Florida(6/24/2025)
IAR
Georgia(10/20/2021)
RR
Georgia(6/24/2025)
IAR
Hawaii(3/4/2020)
RR
Hawaii(6/24/2025)
IAR
Idaho(3/4/2020)
RR
Idaho(6/24/2025)
IAR
Illinois(3/4/2020)
RR
Illinois(6/24/2025)
IAR
Indiana(3/4/2020)
RR
Indiana(6/24/2025)
IAR
Iowa(3/4/2020)
RR
Iowa(6/24/2025)
IAR
Kansas(3/4/2020)
RR
Kansas(6/24/2025)
IAR
Kentucky(3/4/2020)
RR
Kentucky(6/24/2025)
IAR
Louisiana(3/4/2020)
RR
Louisiana(6/24/2025)
IAR
Maine(1/4/2011)
RR
Maine(6/24/2025)
IAR
Maryland(6/5/2015)
RR
Maryland(6/24/2025)
IAR
Massachusetts(1/10/2011)
RR
Massachusetts(6/24/2025)
IAR
Michigan(3/4/2020)
RR
Michigan(6/24/2025)
IAR
Minnesota(3/4/2020)
RR
Minnesota(6/24/2025)
IAR
Mississippi(3/4/2020)
RR
Mississippi(6/24/2025)
IAR
Missouri(3/4/2020)
RR
Missouri(6/24/2025)
IAR
Montana(3/5/2020)
RR
Montana(6/24/2025)
IAR
Nebraska(3/4/2020)
RR
Nebraska(6/24/2025)
IAR
Nevada(3/16/2020)
RR
Nevada(6/24/2025)
IAR
New Hampshire(1/4/2011)
RR
New Hampshire(6/24/2025)
IAR
New Jersey(1/8/2013)
RR
New Jersey(6/24/2025)
IAR
New Mexico(3/5/2020)
RR
New Mexico(6/24/2025)
IAR
New York(4/22/2021)
RR
New York(6/24/2025)
IAR
North Carolina(3/14/2018)
RR
North Carolina(6/24/2025)
IAR
North Dakota(3/10/2020)
RR
North Dakota(6/24/2025)
IAR
Ohio(3/4/2020)
RR
Ohio(6/24/2025)
IAR
Oklahoma(3/4/2020)
RR
Oklahoma(6/24/2025)
IAR
Oregon(3/4/2020)
RR
Oregon(6/24/2025)
IAR
Pennsylvania(3/11/2004)
RR
Pennsylvania(6/24/2025)
IAR
Puerto Rico(3/4/2020)
RR
Puerto Rico(6/24/2025)
IAR
Rhode Island(1/4/2011)
RR
Rhode Island(6/24/2025)
IAR
South Carolina(3/4/2020)
RR
South Carolina(6/24/2025)
IAR
South Dakota(3/5/2020)
RR
South Dakota(6/24/2025)
RR
Tennessee(6/24/2025)
IAR
Texas(3/4/2020)
RR
Texas(6/24/2025)
IAR
Utah(3/4/2020)
RR
Utah(6/24/2025)
IAR
Vermont(1/5/2011)
RR
Vermont(6/24/2025)
IAR
Virginia(3/14/2018)
RR
Virginia(6/24/2025)
IAR
Washington(3/4/2020)
RR
Washington(6/24/2025)
IAR
West Virginia(3/17/2020)
RR
West Virginia(6/24/2025)
IAR
Wisconsin(3/4/2020)
RR
Wisconsin(6/24/2025)
IAR
Wyoming(3/4/2020)
RR
Wyoming(6/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BNY ADVISORS
BNY ADVISORS | LOCKWOOD MANAGED ACCOUNT SOLUTIONS | LOCKWOOD ADVISORS INC | LOCKWOOD ADVISORS | LOCKWOOD | BNY MELLON LOCKWOOD | BNY MELLON ADVISORS, INC. | BNY MELLON ADVISORS | BNY INVESTMENTS
CRD#: 106108 / SEC#: 801-52378
RIA
Registered Investment Advisory firm - (7/15/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
800-200-3033, OPTION 3
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 122,578 |
| AUM (Assets Under Management) | $ 23,959,697,127 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/28/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
