DV
Debbie R. Vichot
VOYA FINANCIAL ADVISORS
TACOMA, WA 98402
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CRD#: 4444796
DV
Professional summary
Debbie Renee Vichot, who also goes by Debbie Renee Cohen, Debbie Renee Edge, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Tacoma, Washington.
Debbie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Debbie has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Debbie Renee Cohen | Debbie Renee Edge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY / VOYA BENEFITS COMPANY POSITION: N/A NATURE: Sale and Service of Voya HRA product INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/30/2022 ADDRESS: One Orange Way, Windsor CT 06095-4774, United States DESCRIPTION: Sale and Service of Voya HRA product. A Health Reimbursement Arrangement ("HRA") is an employer funded "accident or health plan" ("Plan"), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering
CRS (Client Relationship Summary) - RIA
Click below to view Debbie Renee Vichot's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Debbie Renee Vichot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2014 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1201 Pacific Ave Suite 600, Tacoma, WA 98402RIA
BD
CRD#: 2882
TACOMA, WA
Current
August 15, 2014 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1201 Pacific Ave Suite 600, Tacoma, WA 98402RIA
BD
CRD#: 2882
TACOMA, WA
Past
October 20, 2011 - July 21, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
October 6, 2011 - July 21, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
March 8, 2010 - September 7, 2011
EDWARD JONES
RIA
CRD#: 250
GIG HARBOR, WA
Past
March 8, 2010 - September 7, 2011
EDWARD JONES
BD
CRD#: 250
GIG HARBOR, WA
Past
May 27, 2008 - March 8, 2010
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
RIA
CRD#: 329
SEATTLE, WA
Past
May 27, 2008 - March 8, 2010
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
BD
CRD#: 329
SEATTLE, WA
Past
March 14, 2006 - May 27, 2008
RUSSELL INVESTMENTS
RIA
CRD#: 105734
TACOMA, WA
Past
January 7, 2006 - May 27, 2008
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
TACOMA, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/4/2019)
RR
Alaska(8/15/2014)
RR
Arizona(12/14/2015)
RR
Arkansas(2/4/2019)
RR
California(12/14/2015)
RR
Colorado(12/14/2015)
RR
District of Columbia(2/4/2019)
RR
Florida(10/20/2016)
RR
Georgia(12/15/2016)
RR
Hawaii(3/18/2015)
RR
Idaho(8/15/2014)
RR
Illinois(12/14/2015)
RR
Indiana(3/30/2015)
RR
Iowa(12/6/2016)
RR
Kansas(7/1/2015)
RR
Kentucky(10/8/2015)
RR
Louisiana(2/4/2019)
RR
Maryland(2/4/2019)
RR
Massachusetts(9/25/2020)
RR
Michigan(12/14/2015)
RR
Minnesota(12/14/2015)
IAR
Minnesota(3/4/2019)
RR
Mississippi(2/4/2019)
RR
Missouri(2/4/2019)
RR
Montana(8/15/2014)
RR
Nebraska(12/14/2015)
RR
Nevada(12/14/2015)
RR
New Jersey(2/4/2019)
RR
New Mexico(2/4/2019)
RR
New York(2/4/2019)
IAR
New York(10/11/2022)
RR
North Carolina(2/4/2019)
RR
North Dakota(12/14/2015)
RR
Ohio(2/4/2019)
RR
Oregon(2/25/2015)
RR
Pennsylvania(2/4/2019)
RR
South Carolina(2/4/2019)
RR
South Dakota(7/5/2018)
RR
Tennessee(1/7/2020)
RR
Texas(12/14/2015)
IAR
Texas(2/4/2019)
RR
Utah(7/13/2017)
RR
Vermont(9/3/2024)
RR
Virginia(11/1/2017)
RR
Washington(8/15/2014)
IAR
Washington(8/27/2014)
RR
West Virginia(2/4/2019)
RR
Wisconsin(12/14/2015)
RR
Wyoming(1/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Tacoma, WA 98402TRUST BUT VERIFY
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