Vincent E. Teti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Edmond Teti, who also goes by VIncent Edward Teti, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1964. Vincent had worked at 10 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2014 - June 22, 2020
REGENTATLANTIC
October 28, 2014 - July 30, 2015
VETIA, INC.
June 29, 2011 - September 23, 2011
GAGNON SECURITIES, LLC
April 1, 1996 - December 4, 2006
VETIA, INC.
January 26, 1994 - April 4, 1996
BENCH SECURITIES CORP.
June 11, 1991 - February 8, 1994
BRENNER SECURITIES CORPORATION
November 15, 1977 - September 4, 1990
BOSTON PARTNERS SECURITIES, L.L.C.
September 16, 1976 - July 7, 1977
CIBC WORLD MARKETS CORP.
July 28, 1976 - October 3, 1976
SMILEN INVESTMENT RESEARCH AND MANAGEMENT INCORPORATED
May 19, 1972 - August 12, 1976
CIBC WORLD MARKETS CORP.
February 18, 1964 - June 16, 1972
A G BECKER & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/14/1964
Registered Representative ExaminationSeries 40
Date: 9/20/1971
Registered Principal ExaminationCurrent Firm
REGENTATLANTIC
CRD#: 105995 / SEC#: 801-17301
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 2,131 |
| AUM (Assets Under Management) | $ 6,205,189,466 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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