Francis X. Frecentese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis X Frecentese, who also goes by Frank Xavier Frecentese, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2001. Francis had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2020 - February 1, 2021
CASTLE HILL CAPITAL PARTNERS, INC.
November 25, 2014 - December 27, 2018
BESSEMER INVESTOR SERVICES, INC.
May 20, 2013 - September 24, 2014
SG AMERICAS SECURITIES, LLC
February 2, 2010 - March 21, 2013
CITIGROUP GLOBAL MARKETS INC.
July 28, 2009 - October 9, 2009
MORGAN STANLEY DISTRIBUTION, INC.
June 1, 2009 - August 3, 2009
MORGAN STANLEY
April 26, 2005 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 4, 2003 - April 28, 2004
ABG SUNDAL COLLIER INC.
October 30, 2001 - April 10, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (40 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
