Kevin W. Campbell

FOCUS POINT CAPITAL LLC

Dacono, CO

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CRD#: 4444403

Professional summary

Kevin William Campbell, who also goes by Kevin W Campbell, is a registered financial advisor currently at FOCUS POINT CAPITAL LLC located in Dacono, Colorado and VISION 4 FUND DISTRIBUTORS located in Scottsdale, Arizona.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 14 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin W Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FOCUS POINT CAPITAL; 3065 11th St, Boulder, CO; Wholesale separately managed accounts to advisors; Sales Representative and Registered with Focus Point's RIA; start date 10/2021; 20 hrs/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2021 - Present

FOCUS POINT CAPITAL LLC

RIA

CRD#: 155819

Dacono, CO

Current

June 9, 2021 - Present

VISION 4 FUND DISTRIBUTORS

Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260

CRD#: 298105

Scottsdale, AZ

Past

November 18, 2016 - May 5, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

DACONO, CO

Past

September 29, 2016 - April 8, 2021

EASTERLY FUNDS LLC

RIA

CRD#: 281785

Greenwood Village, CO

Past

September 15, 2015 - April 6, 2021

FDX CAPITAL LLC

CRD#: 119302

Greenwood Village, CO

Past

March 26, 2012 - September 15, 2015

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(12/5/2022)

Colorado
(6/9/2021)

IAR

Colorado
(11/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Series 65

Date: 7/10/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FOCUS POINT CAPITAL LLC

CRD#: 155819 / SEC#: 801-72022

RIA

Registered Investment Advisory firm - (10/8/2020 Terminated)

California

Registered Investment Advisory firm - (12/5/2022 Approved)

Colorado

Registered Investment Advisory firm - (9/21/2020 Approved)

New York

Registered Investment Advisory firm - (9/29/2022 Approved)

Texas

Registered Investment Advisory firm - (4/6/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Boulder, CO

Mailing Address

Phone number

(303) 381-2264

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 72,624,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin W. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISION 4 FUND DISTRIBUTORS

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

EASTERLY FUNDS LLC

FDX CAPITAL LLC

ALT FUND DISTRIBUTORS LLC

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

U.S. BANCORP ASSET MANAGEMENT, INC.

QUASAR DISTRIBUTORS, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

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CURIAN CAPITAL, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2016

Series 63

Date: 1/26/2007

Series 65

Date: 7/10/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2007

Series 6

Date: 1/31/2007

FINRA

Current Firm

FOCUS POINT CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOCUS POINT CAPITAL LLC

TRUST BUT VERIFY

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