Trevor Harrison Dean
Professional Summary
Trevor Harrison Dean is a registered financial advisor currently at CANOPY CAPITAL GROUP located in Woburn, Massachusetts. Trevor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Trevor has worked at 8 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CANOPY | GOLDENX COMPANY | CANOPY CAPITAL GROUP
Contact Information
Main Address
237 Lexington Street Suite 207, Woburn, MA 01801Phone Number
(781) 222-3972# of Employees
11SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
285AUM (Assets Under Management)
$1,316,714,227Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CANOPY | GOLDENX COMPANY | CANOPY CAPITAL GROUP
State Registrations and Notice Filings
(10/15/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Trevor Harrison Dean's CRS (Customer Relationship Summary).
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