Andrew R. Fox

FOX FINANCIAL SERVICES

White Plains, NY 10601

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CRD#: 4444228

Professional summary

Andrew Roger Fox, CFP® is a registered financial advisor currently at FOX FINANCIAL SERVICES, INC. located in White Plains, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Andrew has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Roger Fox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

March 14, 2011 - Present

FOX FINANCIAL SERVICES, INC.

Office #1: 1 Barker Avenue 2nd Floor, White Plains, NY 10601

RIA

CRD#: 112506

White Plains, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOX FINANCIAL SERVICES, INC.

CRD#: 112506 / SEC#: 801-60571

RIA

Registered Investment Advisory firm - (9/12/2001 Approved)

Connecticut

Registered Investment Advisory firm - (12/9/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/6/2023)

IAR

New York
(5/24/2021)

IAR

Texas
(3/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FOX FINANCIAL SERVICES, INC.

CRD#: 112506 / SEC#: 801-60571

RIA

Registered Investment Advisory firm - (9/12/2001 Approved)

Connecticut

Registered Investment Advisory firm - (12/9/2002 Terminated)

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Contact information

Main Address

1 Barker Avenue 2nd Floor, White Plains, NY 10601

Mailing Address

Phone number

(914) 761-1639

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

02 13 2025 FOX FORM ADV PART 2A AND 2B FINAL (2/13/2025)

Regulatory assets under management

Total Number of Accounts	162
AUM (Assets Under Management)	$ 90,940,423

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew R. Fox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Roger Fox's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOX FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FOX FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Current Firm

FOX FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOX FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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