Timothy R. Marshall

MARINER WEALTH

STATE COLLEGE, PA 16803

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CRD#: 4443939

Professional summary

Timothy Robert Marshall, CFP® is a registered financial advisor currently at MARINER WEALTH located in State College, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Timothy has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Robert Marshall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 10, 2020 - Present

MARINER WEALTH

Office #1: 1375 Martin St. Suite 200, State College, PA 16803

RIA

CRD#: 289886

STATE COLLEGE, PA

Past

March 12, 2018 - February 14, 2020

MARINER WEALTH

RIA

CRD#: 140195

STATE COLLEGE, PA

Past

August 15, 2016 - October 11, 2018

MARINER WEALTH ADVISORS

RIA

CRD#: 174099

State College, PA

Past

October 17, 2012 - July 15, 2016

GLOBAL WEALTH CONSULTANTS, LLC

RIA

CRD#: 144221

NAPLES, FL

Past

January 10, 2005 - September 14, 2012

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

STATE COLLEGE, PA

Past

December 4, 2001 - September 14, 2012

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

STATE COLLEGE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/3/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

5700 W. 112th St Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MWA-IC FORM ADV PART 2A (3/28/2025)

Red Flags

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Timothy R. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Robert Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARINER WEALTH

MARINER WEALTH ADVISORS

GLOBAL WEALTH CONSULTANTS, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2004

Series 63

Date: 11/29/2001

Series 6

Date: 12/3/2001

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

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