Eric K. Schrott

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CRD#: 4443832

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Keith Schrott was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2001. Eric had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE CFO FOR MY WIFE'S BUSINESS- BATES CREATIVE GROUP LLC. I AM NOT COMPENSATED AND SPEND APPROX. 4 HOURS A WEEK. POSITION: CFO NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: YES HOURS: 16 INVESTMENT RELATED HOURS: 16 START DATE: 06/30/2003 ADDRESS: 1119 EAST WEST HWY, SILVER SPRING MD 20910 DESCRIPTION: TAKE CARE OF THEIR ACCOUNTING FUNCTIONS MERCUTO WEALTH MANAGEMENT SELLS INSURANCE POSITION: NONE NATURE: INSURANCE SALES INVESTMENT RELATED: YES HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 06/01/2007 ADDRESS: 5051 EXECUTIVE PARK DR., ELLICOTT CITY MD 21043 DESCRIPTION: WILL PROVIDE LIFE INSURANCE, FIXED AND INDEXED ANNUITIES THROUGH NATIONAL BROKERAGE ASSOCIATES CORETECH.ACNDIRECT.COM POSITION: Volunteer NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2016 ADDRESS: 5051 Executive Park Drive, Ellicott City MD 21043 DESCRIPTION: I provide record keeping services

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2021 - October 2, 2024

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Ellicott City, MD

Past

December 1, 2005 - April 1, 2021

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ELLICOTT CITY, MD

Past

December 1, 2005 - October 2, 2024

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ELLICOTT CITY, MD

Past

April 14, 2004 - December 1, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 1, 2004 - May 10, 2004

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 12, 2002 - January 1, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

January 1, 2002 - January 23, 2006

FINANCIAL CONCEPTS UNLIMITED, INC.

RIA

CRD#: 118641

ROCKVILLE, MD

Past

September 21, 2001 - August 15, 2002

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/23/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/20/2001

General Securities Representative Examination

Current Firm

GROVE POINT ADVISORS, LLC

CRD#: 313171 / SEC#: 801-56879

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Contact information

Main Address

2440 Research Blvd Suite 500, Rockville, MD 20850

Mailing Address

Phone number

(301) 944-5900

Established

Firm type

Fiscal year end

# of Employees

389

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A, APPENDIX 1, PORTFOLIO BUILDER MARCH 2025 (3/28/2025)

FORM ADV PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	9,556
AUM (Assets Under Management)	$ 2,470,347,917

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
10/26/2023	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric K. Schrott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

FSC SECURITIES CORPORATION

CETERA ADVISORS LLC

IFG NETWORK SECURITIES, INC.

FINANCIAL CONCEPTS UNLIMITED, INC.

GROVE POINT INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2001

SIE

Date: 10/1/2018

Series 31

Date: 5/23/2003

Series 7

Date: 9/20/2001

Current Firm

GROVE POINT ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GROVE POINT ADVISORS, LLC

TRUST BUT VERIFY

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