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Gregorios Hatzimichael

REALTA EQUITIES
New York, NY 10005
Some features on this profile are disabled
CRD#: 4443829
GH

Professional summary


Gregorios Hatzimichael, who also goes by Greg Michaels, is a registered financial professional currently at REALTA EQUITIES, INC. located in New York, New York.

Gregorios is registered as a RR (Registered Representative) and started their career in finance in 2001. Gregorios has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Greg Michaels

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregorios Hatzimichael's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 24, 2014 - Present

REALTA EQUITIES, INC.

Office #1: 40 Wall Street 27th Floor, Suite 2704-a, New York, NY 10005
BD
CRD#: 23769
New York, NY
Past

October 27, 2010 - May 14, 2014

JOHN CARRIS INVESTMENTS LLC

BD
CRD#: 145767
HOBOKEN, NJ
Past

August 29, 2001 - October 27, 2010

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/29/2014)
RR
Arizona
(4/29/2014)
RR
California
(5/6/2014)
RR
Colorado
(4/29/2014)
RR
Connecticut
(4/29/2014)
RR
Florida
(4/29/2014)
RR
Georgia
(4/29/2014)
RR
Illinois
(4/29/2014)
RR
Indiana
(4/29/2014)
RR
Maryland
(4/29/2014)
RR
Massachusetts
(4/29/2014)
RR
Michigan
(4/29/2014)
RR
Minnesota
(4/29/2014)
RR
Missouri
(4/29/2014)
RR
New Jersey
(6/4/2014)
RR
New Mexico
(4/29/2014)
RR
New York
(4/24/2014)
RR
North Carolina
(4/29/2014)
RR
Ohio
(4/29/2014)
RR
Oregon
(6/17/2014)
RR
Rhode Island
(5/8/2014)
RR
South Carolina
(4/29/2014)
RR
Texas
(4/29/2014)
RR
Utah
(4/29/2014)
RR
Virginia
(4/29/2014)
RR
Washington
(5/28/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 9/24/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
1201 N. Orange Street Suite 300, Wilmington, DE 92130
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures


Regulatory Event7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REALTA EQUITIES, INC.

CRD#: 23769New York, NY 10005

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