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Timothy S. Aja

AJA FINANCIAL LLC
Opelika, AL
Some features on this profile are disabled
CRD#: 4443823
TA

Professional summary

Timothy Scott Aja is a registered financial advisor currently at AJA FINANCIAL LLC located in Opelika, Alabama.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Timothy has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Timothy Aja is currently employed as an Officer in the U.S. Navy Selected Reserves. This activity accounts for approximately 5 hours of his time per week, plus at least one weekend a month, and at least two weeks a year. On January 11, 2022 Timothy Aja was elected to serve the citizens of Opelika's Ward 3 on City Council. This activity accounts for approximately 2 hours of time per week, and then a regularly scheduled City Council session the first and third Tuesday of each month in the evening.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Scott Aja's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2020 - Present

AJA FINANCIAL LLC

RIA
CRD#: 307409
Opelika, AL
Past

October 2, 2019 - April 29, 2020

ARBOR POINT ADVISORS

RIA
CRD#: 165127
AUBURN, AL
Past

October 2, 2019 - April 29, 2020

SECURITIES AMERICA, INC.

BD
CRD#: 10205
AUBURN, AL
Past

September 20, 2019 - October 23, 2019

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
AUBURN, AL
Past

April 18, 2018 - November 22, 2019

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
AUBURN, AL
Past

March 1, 2018 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
AUBURN, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(5/5/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/5/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2018
General Securities Representative Examination

Current Firm

AF
AJA FINANCIAL LLC
AJA FINANCIAL LLC

CRD#: 307409 / SEC#:

Alabama
Registered Investment Advisory firm - (5/5/2020 Approved)
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Contact information

Main Address
Opelika, AL
Mailing Address
Phone number
(334) 744-0761
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts136
AUM (Assets Under Management)$ 19,737,575

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AJA FINANCIAL LLC

CRD#: 307409Opelika, AL

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