Walter S. Robertson

BROCKENBROUGH

richmond, VA 23226

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CRD#: 4443678

Professional summary

Walter Spencer Robertson III, who also goes by Wally Robertson III, Walter Spencer Robertson, III, Walter Spencer Robertson, is a registered financial advisor currently at BROCKENBROUGH located in Richmond, Virginia.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Walter has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wally Robertson Iii | Walter Spencer Robertson, Iii | Walter Spencer Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Walter S. Robertson III is currently registered as a Senior Adviser with Bengur Bryan & Co., Inc. Bengur Bryan is a registered broker dealer that is not affiliated with Lowe Brockenbrough & Co. Inc. From time-to-time, Robertson provides consulting services as an independent contractor, or through Lowe Brockenbrough & Co., for private equity groups, insurance agencies, Banks, or insurance carriers. In most instances, Mr. Robertson's consulting clients compensate him on an hourly basis for his time. If Robertson is asked to provide consulting services to a client of Lowe Brockenbrough & Co. he will disclose the arrangement to both the client and Lowe Brockenbrough & Co. Name of the firm is Cylo, LLC, Richmond, VA 23226. Robertson spends approximately 3 hours monthly with the business of which one hour is during trading hours. Robertson is the Chairman of the Finance Committee for a non-profit organization - American Civil War Museum & Foundation. He has been associated with this organization since 2005 and spends approximately 50 hours annually with the organization not during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Spencer Robertson III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2017 - Present

BROCKENBROUGH

Office #1: 1802 Bayberry Ct Ste 400, Richmond, VA 23226

RIA

CRD#: 105142

richmond, VA

Past

June 2, 2020 - December 19, 2024

BENGUR BRYAN & CO., INC.

CRD#: 36290

BALTIMORE, MD

Past

June 29, 2016 - June 4, 2018

CARY STREET PARTNERS

CRD#: 128089

RICHMOND, VA

Past

October 8, 2012 - August 10, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

RICHMOND, VA

Past

January 6, 2010 - April 13, 2012

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

RICHMOND, VA

Past

September 12, 2007 - April 13, 2012

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

October 18, 2001 - April 13, 2012

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROCKENBROUGH

BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691

RIA

Registered Investment Advisory firm - (7/1/1970 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/29/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 7/6/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/29/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

BROCKENBROUGH

BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691

RIA

Registered Investment Advisory firm - (7/1/1970 Approved)

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Contact information

Main Address

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050

Mailing Address

Phone number

(804) 288-0404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCKENBROUGH ADV PART 2A 6-30-2025_FINAL (6/25/2025)

Regulatory assets under management

Total Number of Accounts	1,162
AUM (Assets Under Management)	$ 5,442,429,889

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
11/12/2024	Cover Page	Report
10/26/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Walter S. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Spencer Robertson III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENGUR BRYAN & CO., INC.

CARY STREET PARTNERS

STERNE, AGEE & LEACH, INC.

SCOTT & STRINGFELLOW, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

Primary Firm SEC Registration

BROCKENBROUGH

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2017

Series 63

Date: 12/7/2004

SIE

Date: 6/4/2018

Series 7

Date: 2/15/2002

Series 24

Date: 10/29/2002

Series 10

Date: 7/6/2002

Series 9

Date: 5/29/2002

Current Firm

BROCKENBROUGH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROCKENBROUGH

TRUST BUT VERIFY

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