Richard J. Casalini
Professional summary
Richard James Casalini is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard James Casalini's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2025 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022April 3, 2019 - October 5, 2020
REDI GLOBAL TECHNOLOGIES LLC
February 15, 2018 - December 10, 2018
CHIMERA SECURITIES, LLC
September 4, 2007 - March 7, 2017
LIGHTSPEED TRADING, LLC
June 21, 2005 - December 31, 2005
E*TRADE CLEARING LLC
November 20, 2001 - July 28, 2008
LIGHTSPEED PROFESSIONAL TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 8/5/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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