James T. Nadalini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Taubert Nadalini was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2001. James had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2011 - July 13, 2012
BRAINARD CAPITAL MANAGEMENT LLC
September 19, 2005 - December 31, 2020
WALLACE CAPITAL MANAGEMENT, INC.
January 17, 2003 - August 9, 2005
CREDIT SUISSE SECURITIES (USA) LLC
January 17, 2003 - August 9, 2005
CREDIT SUISSE SECURITIES (USA) LLC
November 5, 2001 - January 17, 2003
PERSHING LLC
October 8, 2001 - January 17, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRAINARD CAPITAL MANAGEMENT LLC
CRD#: 136641 / SEC#: 801-64769
Contact information
Regulatory assets under management
| Total Number of Accounts | 413 |
| AUM (Assets Under Management) | $ 853,778,290 |
Red Flags
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