Michael W. Mandarino
Professional summary
Michael William Mandarino is a registered financial advisor currently at G. A. REPPLE & COMPANY located in Apollo Beach, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Mandarino's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael William Mandarino's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2017 - Present
G. A. REPPLE & COMPANY
November 1, 2017 - Present
G. A. REPPLE & COMPANY
June 15, 2006 - November 1, 2017
INTERVEST INTERNATIONAL, INC.
June 15, 2006 - November 1, 2017
INTERVEST INTERNATIONAL EQUITIES CORPORATION
September 2, 2005 - June 20, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
January 4, 2005 - September 2, 2005
FIRST COMMAND BANK
November 20, 2001 - June 20, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2018)
(10/22/2021)
(7/10/2020)
(4/10/2023)
(1/26/2018)
(7/10/2020)
(7/10/2020)
(4/6/2023)
(11/2/2017)
(1/9/2018)
(12/19/2017)
(1/10/2018)
(9/6/2018)
(9/6/2018)
(7/10/2020)
(3/15/2023)
(11/1/2017)
(1/24/2018)
(11/2/2017)
(11/2/2017)
(11/6/2017)
(1/10/2018)
(5/8/2018)
(7/10/2020)
(7/10/2020)
(3/14/2023)
(11/21/2017)
(2/9/2018)
(11/1/2017)
(11/6/2017)
(7/10/2020)
(3/20/2023)
(1/2/2020)
(1/3/2020)
(7/10/2020)
(3/29/2023)
(11/9/2017)
(7/10/2020)
(1/9/2018)
(2/5/2019)
(2/1/2018)
(7/10/2020)
(7/10/2020)
(11/25/2024)
(7/10/2020)
(3/16/2023)
(6/8/2020)
(6/9/2020)
(7/10/2020)
(3/20/2023)
(11/30/2017)
(1/9/2018)
(7/10/2020)
(3/22/2023)
(7/10/2020)
(3/14/2023)
(7/10/2020)
(3/20/2023)
(7/10/2020)
(11/18/2021)
(11/8/2017)
(1/9/2018)
(7/10/2020)
(3/14/2023)
(6/21/2018)
(3/14/2023)
(4/14/2020)
(11/24/2021)
(7/10/2020)
(3/21/2023)
(11/1/2017)
(3/14/2023)
(7/10/2020)
(3/23/2023)
(2/16/2018)
(3/15/2023)
(11/2/2017)
(4/3/2018)
(7/10/2020)
(3/16/2023)
(11/7/2017)
(3/22/2023)
(7/10/2020)
(4/14/2023)
(7/12/2018)
(11/2/2017)
(11/2/2017)
(1/10/2018)
(7/10/2020)
(7/10/2020)
(7/12/2023)
(11/30/2017)
(1/18/2018)
(11/2/2017)
(1/17/2018)
(7/10/2020)
(3/20/2023)
(7/10/2020)
(3/14/2023)
(7/10/2020)
(3/29/2023)
Exams
Series 7TO
Date: 11/19/2018
General Securities Representative ExaminationFINRA
Current Firm
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
