James L. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Louis Terry was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1970. James had worked at 3 firms and has passed the Series 65, Series 63, PC, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2009 - December 31, 2014
FAILSAFE CAPITAL, LLC
September 26, 1978 - September 1, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 1970 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 1/20/1970
Registered Representative ExaminationCurrent Firm
FAILSAFE CAPITAL, LLC
CRD#: 134798 / SEC#:
Contact information
Red Flags
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