Roberto R. Martins

ITAU BBA USA SECURITIES

NEW YORK, NY 10022

CRD#: 4442885

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Professional summary

Roberto Rodrigues Martins is a registered financial professional currently at ITAU BBA USA SECURITIES, INC. located in New York, New York.

Roberto is registered as a RR (Registered Representative) and started their career in finance in 2001. Roberto has worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 24 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roberto Rodrigues Martins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

ITAU BBA USA SECURITIES, INC.

Office #1: 599 Lexington Avenue 34th Floor, New York, NY, 10022

RIA

CRD#: 118817

NEW YORK, NY

Past

April 11, 2018 - September 1, 2022

ITAU INTERNATIONAL SECURITIES INC.

RIA

CRD#: 144769

MIAMI, FL

Past

March 13, 2014 - September 1, 2022

ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769

MIAMI, FL

Past

May 29, 2007 - May 23, 2011

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

May 29, 2007 - May 23, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

October 5, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

MIAMI, FL

Past

May 26, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

MIAMI, FL

Past

January 17, 2003 - August 29, 2003

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

MIAMI, FL

Past

January 17, 2003 - August 29, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 9, 2001 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

MIAMI, FL

Past

October 8, 2001 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ITAU BBA USA SECURITIES, INC.

ITAU BBA USA SECURITIES, INC. | ITAU USA SECURITIES INC. | ITAU SECURITIES INC.

CRD#: 118817 / SEC#: 801-128491, 8-53702

RIA

Registered Investment Advisory firm - SEC (9/11/2023 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/2/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/6/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 9/11/2010

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ITAU BBA USA SECURITIES, INC.

ITAU BBA USA SECURITIES, INC. | ITAU USA SECURITIES INC. | ITAU SECURITIES INC.

CRD#: 118817 / SEC#: 801-128491, 8-53702

RIA

Registered Investment Advisory firm - SEC (9/11/2023 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

599 Lexington Avenue 34th Floor 34th Floor, New York, NY, 10022

Mailing Address

599 Lexington Avenue 34th Floor, New York, NY, 10022

Phone number

(212) 845-0600

Established

Delaware since 11/06/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Part 2 Brochures

ITAU BBA ADV PART 2A MARCH 2025 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
ITB HOLDING BRASIL PARTICIPAÇÕES LTD	DIRECT OWNER
DUKES, MATTHEW GARDNER	EXECUTIVE REPRESENTATIVE	4830845
GLYNN, MICHAEL GERARD	FINOP	3219445
GOODALL, KENNETH RAY	CHIEF COMPLIANCE OFFICER	2682569
LINNET, LEONARD BRUNO	DIRECTOR	4400967
MCCLANAN, JULIA CHEN	DIRECTOR	4591590
WILBERG, FELIPE WEIL	DIRECTOR	2568663

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roberto R. Martins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roberto Rodrigues Martins's CRS (Customer Relationship Summary).

Certified licenses

Experience

ITAU INTERNATIONAL SECURITIES INC.

ITAU INTERNATIONAL SECURITIES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PERSHING LLC

Primary Firm SEC Registration

ITAU BBA USA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2017

SIE

Date: 10/1/2018

Series 3

Date: 12/2/2016

Series 7

Date: 10/6/2001

Series 24

Date: 5/19/2014

Series 9

Date: 9/11/2010

FINRA

Current Firm

ITAU BBA USA SECURITIES, INC.

Contact information

FINRA licenses (1 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ITAU BBA USA SECURITIES, INC.

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