Darko Mihelic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darko Mihelic was a registered financial professional .
Darko is a previously registered financial professional and started their career in finance in 2001. Darko had worked at 6 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2010 - October 28, 2013
CORMARK SECURITIES (USA) LIMITED
April 21, 2006 - December 21, 2009
CIBC WORLD MARKETS CORP.
June 24, 2004 - April 24, 2006
RICHARDSON GMP (USA) CORP.
August 28, 2002 - June 3, 2004
RESEARCH CAPITAL USA INC.
November 9, 2001 - June 27, 2002
RBC CAPITAL MARKETS, LLC
October 24, 2001 - June 21, 2002
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORMARK SECURITIES (USA) LIMITED
CRD#: 101000 / SEC#: , 8-52049
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
